B
CRD: 130494
Broman & Greig Asset Management, LLC
Westlake Village, CA, 91362
8054032145
$11.1M Total AUM
$11.1M Disc. AUM
-- 3Y CAGR
1 Employees
10 ADV. Clients
28 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 05-12-1998
- Office Locations
- 1
Office Locations
3075 E. Thousand Oaks Blvd Suite 31 Westlake Village CA
About Broman & Greig Asset Management, LLC
Broman & Greig Asset Management, LLC is a Westlake Village-based RIA. The firm has been operating for 28 years. Managing $11.1M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Asset Management, Business Succession, Financial Planning.
Team overview
-- AVG AGE
$11.1M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
13.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
28yrs Firm Age
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Asset Classes
Prime
Investment Themes
Vector glacier
Investment Vehicles
Element momentum
Services
Wave Crest bridge Pathway alpha
Owner & Executives
D
DAVID PAUL BROMAN
Chief Compliance Officer, Managing Member
- CRD
- #2766936
- Ownership
- 75% or more
(332) 497-2022
beacon.wave@legacycapital.com
in linkedin.com/in/value-legacy
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $11,102,000 | $330,000 |
| Non-Discretionary | $0 | -- |
| Total | $11,102,000 | $330,000 |
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Separately Managed Accounts
Total SMA Asset: $11,102,000
Public Funds:
13.8% Equity - OTC:
11.5% Corporate - Investment Grade:
7.8% Corporate - Non-Investment Grade:
13.8% Equity - Exchange:
5.9% Cash:
7.8% Municipal Bonds:
19.4% U.S. Government/Agency:
20.0% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $940,255,242 | 13.8% |
| Equity - OTC | $783,546,035 | 11.5% |
| Corporate - Investment Grade | $531,448,615 | 7.8% |
| Corporate - Non-Investment Grade | $940,255,242 | 13.8% |
| Equity - Exchange | $401,993,183 | 5.9% |
| Cash | $531,448,615 | 7.8% |
| Municipal Bonds | $1,321,808,094 | 19.4% |
| U.S. Government/Agency | $1,362,688,756 | 20.0% |
| Total | $6,813,443,782 | 100.0% |