CRD: 317158
Brooks Financial OF North Carolina, LLC
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- Custodian
- Altruist · Pershing · Truist Bank
- Clients
- Retail and Institutional
- Platforms
- ValueValue signal
- Established Date
- 01-24-2022
- Office Locations
- 1
Office Locations
About Brooks Financial OF North Carolina, LLC
Brooks Financial of North Carolina is a Durham-based, advisor-led practice providing tailored wealth management and financial planning for individuals and families navigating life transitions. The team builds goal- and risk-based strategies using core investment options such as ETFs and mutual funds, alongside retirement planning, tax planning, and insurance solutions. Led by Leonard J. Brooks, ChFC, the firm is an independent RIA with custody relationships including Pershing.
Team overview
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Client Personas
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Investment Themes
Investment Vehicles
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Owner & Executives
LEONARD JEROME BROOKS
Chief Compliance Officer, Financial Advisor, Managing Member, President
- CRD
- #2168118
- Ownership
- 75% or more
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $9,510,112 | -- |
| Total | $9,510,112 | -- |
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Separately Managed Accounts
Total SMA Asset: $9,510,112
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $4,138,797,228 | 48.3% |
| Public Funds | $2,373,595,926 | 27.7% |
| Cash | $2,056,545,207 | 24.0% |
| Total | $8,568,938,361 | 100.0% |