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- Custodian
- Assetmark ยท Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Pioneer
- Established Date
- 12-17-2013
- Office Locations
- 1
Office Locations
About Brophy Wealth Management, LLC
Brophy Wealth Management is a Bedford, NH-based RIA providing comprehensive wealth management for families navigating retirement, inheritance and business transitions. Services include investment management, tax mitigation, estate/legacy planning, education planning, and insurance/risk strategies. Portfolios primarily use ETFs and mutual funds, with Schwab and AssetMark among key platforms. Client feedback surveys follow meetings.
Team overview
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Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
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Technology
Owner & Executives
STEPHEN ALBERT BROPHY
Chief Compliance Officer, Managing Partner
- CRD
- #1490789
- Ownership
- 75% or more
JAMES STEPHEN BROPHY
Chief Investment Officer, PARTNER, Wealth Manager
- CRD
- #5731000
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
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Michael J Guarini
--
- CRD
- #6547807
Luke James Trotochaud
--
- CRD
- #6453156
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $532,526,394 | $441,931 |
| Non-Discretionary | $0 | -- |
| Total | $532,526,394 | $441,931 |
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Separately Managed Accounts
Total SMA Asset: $532,526,394
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $317,689,085 | 9.5% |
| Public Funds | $966,443,638 | 28.9% |
| Cash | $852,744,386 | 25.5% |
| Corporate - Investment Grade | $331,065,468 | 9.9% |
| U.S. Government/Agency | $876,153,056 | 26.2% |
| Total | $3,344,095,633 | 100.0% |
13F Holdings | Q3 2024
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VECTOR HORIZON | FUSION QUANTUM | M8SM00J1X | SYPF | 11.70% | $31,520,142 |
| FOCUS CAPITAL QUANTUM | NORTH SIGNAL | LEUVEZZJC | LQABR | 2.11% | $93,092,714 |
| ELEMENT VERTEX ATLAS | PRIME OAK | SS38LYOUP | QPKS | 7.13% | $64,818,199 |
| CREST FOCUS | FRONTIER INSIGHT | XZ2XM2Q4J | CZYK | 5.02% | $5,235,362 |
| QUANTUM BEACON | ZENITH WAVE | SB9XGPF1V | NKZZ | 6.18% | $68,848,691 |
| PRIME NORTH PEAK | EMBER ELEMENT | 8NVTYF3V7 | WILP | 1.61% | $92,475,969 |
| FUSION VALUE WAVE | OAK NORTH | 44AL4RN9C | WVCUF | 6.89% | $101,562,395 |
| EMBER MERIDIAN | FRONTIER EMBER | JEN52BMQE | BMVNY | 9.15% | $109,836,487 |