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- Custodian
- Charles Schwab & Company ยท LPL Financial
- Clients
- Retail and Institutional
- Platforms
- Vital fusion
- Established Date
- 08-11-2010
- Office Locations
- 2
Office Locations
About Caldwell Advisors, LLC
Caldwell Advisors, LLC (Brentwood, TN) provides individualized financial planning and investment management for retail clients, including retirement and education planning and insurance needs. The firm also supports financial advisors moving to the independent channel, with transition help and ongoing oversight led by an in-house COO/CCO. Portfolios commonly use ETFs and mutual funds across equity and fixed income, with relationships including Schwab and LPL.
Team overview
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Owner & Executives
BILLY RAY CALDWELL JR
President
- CRD
- #2183471
- Ownership
- 75% or more
NATASHA LEE SMITH
Chief Compliance Officer
- CRD
- #3255758
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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COLIN T CALDWELL
--
- CRD
- #6341330
BEVERLY OGLES DAVIS
--
- CRD
- #4833572
Radial crest
Fusion radial
- CRD
- #25409
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $344,235,754 | $342,864 |
| Non-Discretionary | $7,168,845 | $597,404 |
| Total | $351,404,599 | $345,871 |
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Separately Managed Accounts
Total SMA Asset: $351,404,599
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $161,251,690 | 37.0% |
| Equity - Exchange | $121,592,491 | 27.9% |
| Cash | $70,166,276 | 16.1% |
| Other | $82,804,922 | 19.0% |
| Total | $435,815,379 | 100.0% |