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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Folio Investments · Hilltop Securities
- Clients
- Retail and Institutional
- Platforms
- Frontier
- Established Date
- 12-15-1987
- Office Locations
- 147
Office Locations
About Calton & Associates, Inc.
Calton & Associates, Inc. (Tampa, FL) is an independent broker-dealer platform supporting financial professionals with financial planning, investment, and insurance services. Serving retail and institutional clients through affiliated advisors, the firm emphasizes advisor independence, personalized service, and practice-growth tools and technology (including Envestnet and eMoney). Investment programs lean on ETFs and mutual funds, with capabilities spanning fixed income and alternatives; custody options include Schwab and Fidelity/NFS.
Team overview
Insights
Asset Classes
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
RANDALL LEE CICCATI
Chief Executive Officer, DIRECTOR
- CRD
- #1569353
- Ownership
- 50% but less than 75%
RAMESHWAR SINGH
DIRECTOR, Lead Portfolio Manager, President, Secretary
- CRD
- #4660047
- Ownership
- 25% but less than 50%
North pathway
Timber north momentum
- CRD
- #15666
- Ownership
- 44.3%
Showing 2 of 9 owners & executives
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STEPHANIE DIANE ACOSTA
Vice President
- CRD
- #6983351
KENNETH WAYNE ALBERT
Owner
- CRD
- #2545456
Prime wave
Meridian ridge
- CRD
- #40654
Showing 2 of 364 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,553,575,965 | $227,164 |
| Non-Discretionary | $22,941,791 | $176,475 |
| Total | $1,576,517,756 | $226,219 |
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Separately Managed Accounts
Total SMA Asset: $1,576,517,756
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,332,132,429 | 20.6% |
| Public Funds | $549,666,294 | 8.5% |
| Other | $1,073,465,938 | 16.6% |
| Cash | $1,131,665,899 | 17.5% |
| Corporate - Investment Grade | $898,866,057 | 13.9% |
| Municipal Bonds | $1,054,065,951 | 16.3% |
| U.S. Government/Agency | $426,799,711 | 6.6% |
| Total | $6,466,662,279 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CREST UNISON | ELEMENT CREST | XI4P5U4UG | OVB | 8.25% | $41,958,098 |
| CATALYST VALUE | RADIAL PEAK | I560AG4E7 | JBN | 8.49% | $17,595,975 |
| FOCUS WAVE | RIDGE MERIDIAN | VIDO4RI3J | OWVT | 11.01% | $16,161,948 |
| RADIAL MOMENTUM | EAGLE RIDGE | 65N7YGH80 | FPGP | 6.30% | $95,880,639 |
| CAPITAL EMBER PIONEER | SIGNAL EAGLE | USB7E4K7T | UXEO | 4.37% | $8,669,920 |
| VITAL MATRIX | GLACIER EAGLE | 3FV6OKZ5E | UVPDT | 6.35% | $6,103,990 |
| VERTEX PIONEER | CREST HORIZON | 55SETY3UL | KQOWJ | 6.78% | $42,074,348 |
| LEGACY OPTIMA | PATHWAY OPTIMA | KL0LSUFL9 | CBOMS | 12.41% | $78,657,850 |