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Canty Financial Management, Inc.

Canty Financial Management, Inc.. CRD 118945

Canty Financial Management, Inc. logo

CRD: 118945

Canty Financial Management, Inc.

Ballston SPA, NY, 12020
5188853230
$254.0M Total AUM
$239.0M Disc. AUM
-- 3Y CAGR
5 Employees
922 ADV. Clients
19 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท JP Morgan
Clients
Retail and Institutional
Platforms
Glacier
Established Date
06-14-2007
Office Locations
1

Office Locations

20 Church Ave. Ballston SPA NY

About Canty Financial Management, Inc.

Canty Financial provides integrated wealth management for individuals and families with $500k+ investable assets, combining long-term, goals-based portfolio management with retirement, estate and cash-flow planning plus proactive tax planning and income tax preparation. The firm emphasizes disciplined, tax-aware decision-making over market timing and offers a Financial Roadmap planning/budgeting tool to help clients track goals and cash flows.

Team overview

-- AVG AGE
$84.7M AVG AUM / ADVISOR
$275.5K AVG AUM / CLIENT
1.5 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
19yrs Firm Age

Insights

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Asset Classes

Zenith Wave

Custodian

Atlas zenith

Investment Themes

Catalyst Beacon element

Investment Vehicles

Eagle atlas

Platform

Matrix harbor Glacier

Services

Value quantum Crest Foundation vital Meridian vital Glacier Summit vector Momentum Bridge capital

Technology

Peak

Owner & Executives

W

WILLIAM JOSEPH CANTY

Chief Compliance Officer

CRD
#2663724
Ownership
75% or more
(811) 210-3892
delta.meridian@unisoncapital.com
in linkedin.com/in/unison-signal
E

EDWARD JOSEPH CANTY

Financial Planner, INVESTMENT ADVISOR REPRESENTATIVE

CRD
#6923177
Ownership
5% but less than 10%
(855) 538-4715
wave.eagle@harborcapital.com
in linkedin.com/in/horizon-wave
C

Capital fusion

Glacier fusion

CRD
#87896
Ownership
34.2%
(865) 453-2782
unison.peak@ridgecapital.com
in linkedin.com/in/peak-north

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-21-2022
03-31-2023
01-30-2024
03-26-2025
01-27-2026
Category Assets AVG. Account size
Discretionary $239,034,669 $573,225
Non-Discretionary $14,938,240 $497,941
Total $253,972,909 $568,172

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Separately Managed Accounts

Total SMA Asset: $253,972,909

$254.0M Total SMA
Equity - Exchange:
51.0%
Cash:
35.0%
Public Funds:
14.0%
Asset class Assets Assets %
Equity - Exchange $3,101,718,662 51.0%
Cash $2,128,630,455 35.0%
Public Funds $851,452,182 14.0%
Total $6,081,801,299 100.0%

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