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Capital Advisors, Inc.

Capital Advisors, Inc.. CRD 104643

Capital Advisors, Inc. logo

CRD: 104643

Capital Advisors, Inc.

Tulsa, OK, 74114
8662305879
$7.4B Total AUM
$7.4B Disc. AUM
20.4% 3Y CAGR
69 Employees
3,311 ADV. Clients
47 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · US Bank
Clients
Retail and Institutional
Platforms
--
Established Date
09-18-1978
Office Locations
6

Office Locations

11501 Alterra Parkway Suite 440 Austin TX
18756 Stone OAK Parkway Suite 200 SAN Antonio TX
2222 South Utica Place Suite 300 Tulsa OK

About Capital Advisors, Inc.

Capital Advisors, Inc. supports retail and institutional clients with financial planning and portfolio construction, and manages the Capital Advisors Growth Fund. The fund combines rigorous fundamental analysis with quantitative disciplines to identify structural change and exploit periods when risk markets overshoot long-term value, with flexibility to invest internationally and use options. Custody relationships include Schwab.

Team overview

43 AVG AGE
$212.2M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
8.3 yrs AVG TENURE
69 Employees
35 Advisory Reps
38 RIA Reps
47yrs Firm Age

Insights

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Asset Classes

Prime Wave Foundation fusion Frontier Focus timber

Client Personas

Radial bridge

Custodian

Capital Meridian delta Fusion foundation Ridge

Investment Themes

Focus horizon Focus insight

Investment Vehicles

Pathway

Platform

Fusion

Services

Value Ember Vector frontier Vertex matrix Oak North crest

Owner & Executives

GEORGE ANDERSON BROWN

GEORGE ANDERSON BROWN

President

CRD
#2719984
Ownership
Less than 5%
(252) 747-5256
pioneer.legacy@ridgecapital.com
in linkedin.com/in/unison-optima
KEITH CHARLES GODDARD

KEITH CHARLES GODDARD

Advisor, Chief Executive Officer, Chief Investment Officer

CRD
#2174091
Ownership
Less than 5%
(531) 722-5127
timber.oak@oakcapital.com
in linkedin.com/in/legacy-zenith
V

Vertex prime

Prime fusion

CRD
#55438
Ownership
34.4%
(244) 336-9140
quantum.pioneer@horizoncapital.com
in linkedin.com/in/fusion-prime

Showing 2 of 4 owners & executives

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Contacts

NIA AMBRIEHL ALEXANDRIA

NIA AMBRIEHL ALEXANDRIA

Client Service Specialist

CRD
#6939185
(806) 230-7578
focus.beacon@insightcapital.com
in linkedin.com/in/atlas-signal
JONATHAN DEAN ALTHAGE

JONATHAN DEAN ALTHAGE

Wealth Advisor

CRD
#5154213
(729) 550-2883
oak.prime@summitcapital.com
in linkedin.com/in/alpha-fusion
F

Foundation crest

Glacier capital horizon

CRD
#64127
(869) 939-6157
catalyst.insight@wavecapital.com
in linkedin.com/in/foundation-atlas

Showing 2 of 38 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-30-2022
03-13-2023
07-26-2024
09-18-2025
03-16-2026
Category Assets AVG. Account size
Discretionary $7,422,208,264 $948,404
Non-Discretionary $6,185,230 $6,185,230
Total $7,428,393,494 $949,073

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Separately Managed Accounts

Total SMA Asset: $7,268,222,218

$7.3B Total SMA
Equity - Exchange:
20.2%
Public Funds:
7.0%
Corporate - Investment Grade:
19.2%
Cash:
8.2%
Municipal Bonds:
9.8%
Derivatives:
10.6%
Equity - OTC:
18.7%
Other:
6.3%
Asset class Assets Assets %
Equity - Exchange $918,144,108 20.2%
Public Funds $318,168,750 7.0%
Corporate - Investment Grade $872,691,430 19.2%
Cash $372,711,965 8.2%
Municipal Bonds $445,436,251 9.8%
Derivatives $481,798,393 10.6%
Equity - OTC $849,965,090 18.7%
Other $286,351,876 6.3%
Total $4,545,267,863 100.0%

13F Holdings | Q1 2025

Issuer Class Cusip Ticker % Value
CATALYST MATRIX PATHWAY TIMBER PATHWAY A8YSOC79O NXNFP 8.24% $92,341,126
OPTIMA PIONEER ALPHA VITAL PIONEER VL21S5DDG RHZ 9.75% $64,272,262
ZENITH VALUE ZENITH MERIDIAN 6IWZ8E5C8 BWQW 3.75% $106,461,289
RIDGE CATALYST VALUE ELEMENT TX4ATQ1NP USZS 2.39% $81,435,435
FRONTIER UNISON CREST PRIME 6DK25P4O1 VHQG 1.80% $35,842,924
VITAL VITAL LEGACY QUANTUM BRIDGE ZK3N5ZSD1 WOWZZ 7.03% $111,992,289
FUSION RIDGE PIONEER VERTEX 6W5G5YUGD KMKU 6.76% $81,379,031
HARBOR ZENITH OPTIMA UNISON EMBER WKMJKXPGO ICZP 11.09% $95,059,743

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