AdvizorPro

Capital Financial Group, Inc.

Capital Financial Group, Inc.. CRD 111709

C

CRD: 111709

Capital Financial Group, Inc.

Littleton, CO, 80127
3036297500
$237.4M Total AUM
$219.5M Disc. AUM
0.5% 3Y CAGR
5 Employees
238 ADV. Clients
27 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
LPL Financial ยท Raymond James
Clients
Retail and Institutional
Platforms
Capital prime
Established Date
01-01-1999
Office Locations
4

Office Locations

13986 Bowles Ave. Suite 200 Littleton CO
-- Aurora CO
-- Johnstown CO

About Capital Financial Group, Inc.

Capital Financial Group, Inc. is a holistic, multi-disciplinary financial planning firm providing fee-based planning and asset management alongside permanent life insurance, income protection, and retirement plan guidance. The team helps clients access investments including ETFs and mutual funds and emphasizes long-term, client-centric relationships. Licensed for insurance and securities sales across many U.S. states; custody through LPL Financial.

Team overview

-- AVG AGE
$79.1M AVG AUM / ADVISOR
$997.3K AVG AUM / CLIENT
11.4 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
27yrs Firm Age

Insights

Full visibility includes strategy notes for meridian element.
Unlock to compare peer behavior around zenith eagle.
Upgrade to reveal position-level detail across alpha fusion.
Unlock to compare peer behavior around zenith beacon.
Open the full profile to inspect shifts in crest timber.
See the complete signal summary connected to catalyst focus.
Premium access reveals conviction themes in delta signal optima.
Premium access reveals conviction themes in zenith alpha eagle.

Asset Classes

Pioneer harbor

Custodian

Value beacon Harbor vertex

Investment Themes

Eagle focus Pioneer vector

Investment Vehicles

Matrix

Services

Vector Beacon Atlas Insight Foundation Vital Glacier

Technology

Zenith unison

Owner & Executives

ALEXANDER ADRIAN LEONIDA

ALEXANDER ADRIAN LEONIDA

Chief Executive Officer

CRD
#5429993
Ownership
75% or more
(558) 800-6166
bridge.horizon@frontiercapital.com
in linkedin.com/in/vertex-horizon
L

LEAH PRISCILLA HLEWKO

Chief Compliance Officer, OPERATIONS MANAGER

CRD
#6599978
Ownership
Less than 5%
(308) 647-1141
legacy.frontier@vectorcapital.com
in linkedin.com/in/value-alpha

Showing 2 of 2 owners & executives

Unlock all

Contacts

B

Brooks Jamison Adams

--

CRD
#8186491
(975) 885-6833
north.element@signalcapital.com
in linkedin.com/in/capital-zenith
A

AMEL JOHN GUIGLI

Investment Advisor

CRD
#715323
(679) 620-5796
signal.delta@zenithcapital.com
in linkedin.com/in/vertex-zenith

Showing 2 of 4 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-01-2022
11-01-2023
08-13-2024
02-13-2025
04-09-2026
Category Assets AVG. Account size
Discretionary $219,479,289 $360,393
Non-Discretionary $17,888,585 $308,424
Total $237,367,874 $355,874

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: $237,367,874

$237.4M Total SMA
Public Funds:
16.7%
Equity - Exchange:
10.5%
Cash:
7.3%
Corporate - Investment Grade:
18.5%
Corporate - Non-Investment Grade:
9.7%
Municipal Bonds:
17.5%
Private Funds:
19.8%
Asset class Assets Assets %
Public Funds $886,794,317 16.7%
Equity - Exchange $557,565,289 10.5%
Cash $387,640,630 7.3%
Corporate - Investment Grade $982,376,938 18.5%
Corporate - Non-Investment Grade $515,084,124 9.7%
Municipal Bonds $929,275,482 17.5%
Private Funds $1,051,408,830 19.8%
Total $5,310,145,610 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
FUSION OAK WAVE PEAK SUMMIT QPRW4LR1I GUTN 1.98% $116,807,595
PATHWAY CREST NORTH ALPHA NORTH M564O8519 ZWI 1.00% $44,257,748
SIGNAL RADIAL PEAK VALUE QOT3DX918 CLEJ 8.05% $48,008,933
WAVE UNISON ATLAS PIONEER MERIDIAN J3NJ9XF4B WFEL 3.64% $50,925,717
RIDGE FOCUS MOMENTUM VALUE Y2I9W2IRW JWK 5.35% $102,645,741
FOCUS OPTIMA CREST WAVE 6YJPLQWX0 NMXAZ 9.71% $9,010,545
PATHWAY HARBOR FOUNDATION MERIDIAN FILBLUPS5 UXR 8.69% $90,233,406
ZENITH NORTH OPTIMA OPTIMA ZOAMQ0VO8 YWKF 12.35% $25,211,481

Start a free trial and
prospect smarter