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Capital Formation Advisers LLC

Capital Formation Advisers LLC. CRD 111815

C

CRD: 111815

Capital Formation Advisers LLC

Pelham, NY
9177631307
$68.4M Total AUM
$38.9M Disc. AUM
3.2% 3Y CAGR
1 Employees
7 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
JP Morgan · Merrill Lynch · Morgan Stanley
Clients
Retail and Institutional
Platforms
--
Established Date
05-01-1997
Office Locations
1

Office Locations

-- Pelham NY

About Capital Formation Advisers LLC

Capital Formation Advisers LLC is a Pelham-based RIA. The firm has been operating for 29 years. Managing $68.4M in total assets under management, with 1 advisory representatives. They custody assets with JP Morgan and Merrill Lynch. Services offered include Portfolio Construction.

Team overview

-- AVG AGE
$68.4M AVG AUM / ADVISOR
$9.8M AVG AUM / CLIENT
29.2 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
29yrs Firm Age

Insights

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Asset Classes

Element vital Frontier

Client Personas

Horizon

Investment Vehicles

Focus prime

Services

Fusion

Owner & Executives

R

RICHARD C VEITH

Broker, Chief Compliance Officer, Manager, Owner

CRD
--
Ownership
75% or more
(685) 730-2584
oak.peak@deltacapital.com
in linkedin.com/in/zenith-horizon

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-15-2022
03-24-2023
03-21-2024
03-07-2025
03-05-2026
Category Assets AVG. Account size
Discretionary $38,887,006 $38,887,006
Non-Discretionary $29,560,207 $5,912,041
Total $68,447,213 $11,407,869

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Separately Managed Accounts

Total SMA Asset: $68,447,213

$68.4M Total SMA
Equity - Exchange:
41.6%
Cash:
31.2%
Private Funds:
27.2%
Asset class Assets Assets %
Equity - Exchange $824,726,565 41.6%
Cash $618,544,924 31.2%
Private Funds $539,244,292 27.2%
Total $1,982,515,781 100.0%

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