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Capital Guard Investments LLC

Capital Guard Investments LLC. CRD 329362

Capital Guard Investments LLC logo

CRD: 329362

Capital Guard Investments LLC

Agoura Hills, CA
8183097460
$21.4M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
20 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
12-19-2023
Office Locations
1

Office Locations

5470 Luis Dr. Agoura Hills CA

About Capital Guard Investments LLC

Capital Guard Investments is a boutique advisory in Agoura Hills, CA led by CFP professional Thomas J. Imhof. The firm provides financial planning and investment management, building goal-based plans and diversified portfolios with an emphasis on transparency, asset allocation, and risk management, using vehicles such as ETFs and mutual funds. Custodies through Charles Schwab.

Team overview

53 AVG AGE
$21.4M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
2.6 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
2yrs Firm Age

Insights

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Asset Classes

Frontier Insight matrix

Investment Themes

Horizon pathway Bridge pathway Radial vertex

Investment Vehicles

Catalyst momentum

Services

Momentum North summit Eagle crest Catalyst meridian Legacy north Pioneer Zenith Fusion delta

Owner & Executives

THOMAS JAMES IMHOF

THOMAS JAMES IMHOF

Chief Compliance Officer, Managing Member

CRD
#2649263
Ownership
75% or more
(686) 424-9083
ridge.optima@focuscapital.com
in linkedin.com/in/frontier-momentum

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $21,387,530 --
Total $21,387,530 --

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Separately Managed Accounts

Total SMA Asset: $21,387,530

$21.4M Total SMA
Public Funds:
18.9%
Equity - Exchange:
20.5%
Cash:
22.8%
U.S. Government/Agency:
18.3%
Equity - OTC:
19.5%
Asset class Assets Assets %
Public Funds $181,849,085 18.9%
Equity - Exchange $197,243,716 20.5%
Cash $219,373,499 22.8%
U.S. Government/Agency $176,076,098 18.3%
Equity - OTC $187,622,072 19.5%
Total $962,164,470 100.0%

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