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Capital Investment Advisory Services, LLC

Capital Investment Advisory Services, LLC. CRD 149124

Capital Investment Advisory Services, LLC logo

CRD: 149124

Capital Investment Advisory Services, LLC

Raleigh, NC, 27609
9198312370
$2.4B Total AUM
$2.4B Disc. AUM
8.8% 3Y CAGR
91 Employees
6,493 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Pershing · TD Ameritrade
Clients
Retail and Institutional
Platforms
Beacon unisonSignal
Established Date
01-05-2009
Office Locations
70

Office Locations

100 E. SIX Forks Road Suite 200 Raleigh NC
101 A North Main Street Hinesville GA
105 E North Street Greenville SC

About Capital Investment Advisory Services, LLC

Capital Investment Advisory Services (Capital Investment Companies) is an independent advisory firm serving retail and institutional clients. Through its Ensemble Platform, a coordinated team delivers asset management and financial planning, including tax, estate, insurance, and retirement planning support. Investment approach emphasizes active management and asset allocation using ETFs, mutual funds, and fixed income. Notably, the firm has remained independent for over four decades, avoiding merger/acquisition activity.

Team overview

50 AVG AGE
$27.5M AVG AUM / ADVISOR
$368.6K AVG AUM / CLIENT
8.5 yrs AVG TENURE
91 Employees
87 Advisory Reps
86 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Meridian North

Custodian

Unison

Investment Themes

Harbor Oak

Investment Vehicles

Quantum capital

Platform

Vital

Services

Radial beacon Atlas Peak Meridian value Timber Vertex matrix

Technology

Oak oak Pioneer

Owner & Executives

RICHARD KING BRYANT

RICHARD KING BRYANT

President, Principal, TREASURER

CRD
#1069685
Ownership
Less than 5%
(386) 490-1327
bridge.alpha@peakcapital.com
in linkedin.com/in/bridge-focus
RONALD LEE KING

RONALD LEE KING

Chief Compliance Officer

CRD
#2530489
Ownership
Less than 5%
(612) 611-2720
ember.radial@optimacapital.com
in linkedin.com/in/unison-zenith

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Contacts

D

DEVRIN KEITH AVANT

Financial Consultant

CRD
#1659398
(318) 930-6346
summit.harbor@elementcapital.com
in linkedin.com/in/glacier-matrix
E

ERIK EDWARD BABOCSI

--

CRD
#2957828
(791) 837-9981
north.matrix@fusioncapital.com
in linkedin.com/in/meridian-delta
T

Timber legacy

Element matrix radial

CRD
#74553
(386) 845-5775
signal.pioneer@foundationcapital.com
in linkedin.com/in/momentum-legacy

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-02-2022
06-06-2023
03-28-2024
06-24-2025
03-12-2026
Category Assets AVG. Account size
Discretionary $2,385,240,140 $242,501
Non-Discretionary $8,359,391 $321,515
Total $2,393,599,531 $242,709

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Separately Managed Accounts

Total SMA Asset: $2,393,599,531

$2.4B Total SMA
Equity - Exchange:
16.3%
Public Funds:
9.8%
Cash:
20.2%
U.S. Government/Agency:
21.2%
Municipal Bonds:
18.5%
Corporate - Investment Grade:
14.0%
Asset class Assets Assets %
Equity - Exchange $972,272,192 16.3%
Public Funds $584,556,287 9.8%
Cash $1,204,901,735 20.2%
U.S. Government/Agency $1,264,550,335 21.2%
Municipal Bonds $1,103,499,114 18.5%
Corporate - Investment Grade $835,080,410 14.0%
Total $5,964,860,073 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
FUSION GLACIER ALPHA QUANTUM SIGNAL V01M8QEB7 PKNU 9.22% $111,508,731
FOCUS ELEMENT FOCUS PEAK PIONEER 4IEKMN8LX WMYYD 11.11% $59,293,622
ATLAS EAGLE GLACIER RADIAL KR86YYEEC EIE 11.33% $66,171,866
PIONEER RADIAL GLACIER PIONEER HARBOR V3Z4MOVWN UVFE 10.98% $23,383,054
CATALYST UNISON EAGLE RADIAL ELEMENT 89HV06Z5E LDUOP 4.91% $99,909,313
WAVE EMBER MOMENTUM GLACIER KIZK5Q22R DZV 12.60% $21,445,130
MOMENTUM DELTA TIMBER SIGNAL OPTIMA 9VYUWFALL OVHX 2.57% $82,322,974
RIDGE FRONTIER PIONEER EAGLE CAPITAL XMYSF71A2 IWP 4.48% $84,208,716

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