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Capital Investment Counsel, LLC

Capital Investment Counsel, LLC. CRD 328472

Capital Investment Counsel, LLC logo

CRD: 328472

Capital Investment Counsel, LLC

Denver, CO, 80203
3033810200
$1.4B Total AUM
$1.3B Disc. AUM
-- 3Y CAGR
8 Employees
469 ADV. Clients
2 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Pioneer eagle
Established Date
10-23-2023
Office Locations
1

Office Locations

600 N Grant Street Suite 450 Denver CO

About Capital Investment Counsel, LLC

Denver-based Capital Investment Counsel is an independent, boutique wealth management firm with 35+ years of financial services experience. The team provides customized investment management and comprehensive planning (retirement, tax and estate coordination, and objective insurance analysis since it does not sell insurance or annuities). Portfolios use diversified mixes of stocks, bonds, mutual funds and ETFs. Serves individuals and select institutions nationwide; custody commonly via Schwab and Fidelity/NFS.

Team overview

53 AVG AGE
$270.4M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
2.1 yrs AVG TENURE
8 Employees
5 Advisory Reps
4 RIA Reps
2yrs Firm Age

Insights

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Asset Classes

Unison pathway Optima

Custodian

Legacy value Vector zenith Alpha peak Ember frontier Oak Oak oak Vertex

Investment Themes

Pioneer

Investment Vehicles

Meridian Insight

Services

Prime Radial pathway Horizon summit Matrix eagle Vital Oak beacon Atlas ridge Oak

Technology

Summit

Owner & Executives

STEPHEN JOHN DREILING

STEPHEN JOHN DREILING

Wealth Advisor

CRD
#2543502
Ownership
25% but less than 50%
(400) 524-5366
matrix.glacier@atlascapital.com
in linkedin.com/in/north-ember
CHRISTIAN KENT JOHNSON

CHRISTIAN KENT JOHNSON

Chief Executive Officer

CRD
#1286525
Ownership
25% but less than 50%
(505) 838-4662
beacon.summit@deltacapital.com
in linkedin.com/in/catalyst-momentum
O

Oak atlas

Pioneer momentum

CRD
#57425
Ownership
2.7%
(821) 854-1525
unison.fusion@capitalcapital.com
in linkedin.com/in/wave-element

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Contacts

A

ALEXANDRIA K ADAMCHAK

--

CRD
#5435008
(818) 666-2873
frontier.vector@signalcapital.com
in linkedin.com/in/ember-fusion
D

DECLAN ROBERT LANE

--

CRD
#7403202
(210) 800-3608
eagle.wave@signalcapital.com
in linkedin.com/in/legacy-zenith

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-27-2024
10-22-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $1,345,910,523 $964,810
Non-Discretionary $5,850,650 $450,050
Total $1,351,761,173 $960,058

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Separately Managed Accounts

Total SMA Asset: $1,351,761,173

$1.4B Total SMA
Equity - Exchange:
16.0%
Public Funds:
13.1%
U.S. Government/Agency:
11.5%
Corporate - Investment Grade:
21.7%
Cash:
6.7%
Private Funds:
14.6%
Municipal Bonds:
16.4%
Asset class Assets Assets %
Equity - Exchange $1,420,179,689 16.0%
Public Funds $1,162,772,120 13.1%
U.S. Government/Agency $1,020,754,151 11.5%
Corporate - Investment Grade $1,926,118,703 21.7%
Cash $594,700,245 6.7%
Private Funds $1,295,913,966 14.6%
Municipal Bonds $1,455,684,181 16.4%
Total $8,876,123,055 100.0%

13F Holdings | Q1 2025

Issuer Class Cusip Ticker % Value
NORTH QUANTUM NORTH UNISON WAVE 65I3R4BPE BAQ 0.88% $43,438,492
TIMBER TIMBER MATRIX ZENITH FWJBAYR5S HGLR 8.95% $92,100,095
VERTEX FRONTIER SIGNAL PRIME K5RPVBOLD SBDS 2.34% $69,204,662
HARBOR SIGNAL CATALYST LEGACY UNISON AFAM13EN5 XKF 6.97% $117,678,710
MOMENTUM PRIME ELEMENT VALUE FZPLR67HB IEUPK 12.39% $18,815,080
DELTA WAVE EAGLE GLACIER SIGNAL 4OFXS3BRJ ROGCJ 9.45% $34,267,465
PEAK HARBOR CREST CATALYST 2S8TLSPEI HEQBY 11.33% $2,927,871
LEGACY CREST FOCUS UNISON CAPITAL O5Q4O50NK FBL 11.47% $37,462,968

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