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Capital Management LLC

Capital Management LLC. CRD 109416

Capital Management LLC logo

CRD: 109416

Capital Management LLC

Greensboro, NC, 27408
3368562911
$383.0M Total AUM
$348.9M Disc. AUM
-- 3Y CAGR
3 Employees
238 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Ascensus · Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Unison atlas
Established Date
07-24-1998
Office Locations
1

Office Locations

628 Green Valley Road Suite 204 Greensboro NC

About Capital Management LLC

Capital Management, LLC is a Greensboro, NC wealth management firm providing comprehensive financial planning and discretionary investment management built around risk-based asset allocation. The team supports retirees and business owners with tax, estate and insurance planning, plus business succession and exit strategy work. Portfolios commonly use ETFs and mutual funds, with custody through major platforms such as Schwab and Fidelity.

Team overview

73 AVG AGE
$191.5M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
8.5 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
28yrs Firm Age

Insights

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Asset Classes

Optima Alpha ridge

Client Personas

Pioneer

Custodian

Matrix

Investment Themes

Capital Timber pioneer

Investment Vehicles

Pioneer foundation

Services

Peak Vector unison Horizon Radial Quantum eagle Summit signal

Technology

Pioneer

Owner & Executives

DAVID PEELE GRAY JR

DAVID PEELE GRAY JR

Chief Compliance Officer, Chief Financial Officer, Managing Partner

CRD
#227937
Ownership
75% or more
(322) 744-7667
timber.oak@momentumcapital.com
in linkedin.com/in/foundation-element
J

JOSEPH CHRISTIAN WILLIAMS

Owner

CRD
#2332156
Ownership
5% but less than 10%
(733) 668-1779
value.peak@glaciercapital.com
in linkedin.com/in/zenith-optima

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Contacts

C

CHARLES THOMAS REID

Investment Manager

CRD
#2789472
(941) 818-1440
prime.vertex@horizoncapital.com
in linkedin.com/in/foundation-signal

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-26-2022
06-01-2023
08-01-2024
03-20-2025
03-16-2026
Category Assets AVG. Account size
Discretionary $348,915,450 $681,475
Non-Discretionary $34,049,029 $8,512,257
Total $382,964,479 $742,179

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Separately Managed Accounts

Total SMA Asset: $382,964,479

$383.0M Total SMA
Equity - Exchange:
30.2%
Public Funds:
24.2%
Cash:
21.8%
Corporate - Investment Grade:
16.9%
U.S. Government/Agency:
6.9%
Asset class Assets Assets %
Equity - Exchange $1,388,604,949 30.2%
Public Funds $1,112,723,171 24.2%
Cash $1,002,370,460 21.8%
Corporate - Investment Grade $777,067,008 16.9%
U.S. Government/Agency $317,264,043 6.9%
Total $4,598,029,631 100.0%

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