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- Custodian
- Charles Schwab & Company · Fidelity/NFS · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Fusion zenith
- Established Date
- 03-23-2012
- Office Locations
- 2
Office Locations
About Capstone Investment Group
Capstone supports independent advisors/RIAs with an advisor-friendly platform combining open-architecture investments, multi-custodial flexibility, and integrated portfolio, planning, and research tools (iRebal/NDex, MoneyGuidePro/Holistiplan, YCharts, Dorsey Data). The firm provides transition and back-office support and offers access to alternative investments and private placements, with trades cleared through Charles Schwab & Co. Flexible association models allow partial or full equity liquidity while retaining control.
Team overview
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Owner & Executives
TRAVIS LEIGH BATOR
Chief Compliance Officer, CHIEF OPERATING OFFICER
- CRD
- #5241485
- Ownership
- Less than 5%
Showing 1 of 1 owners & executives
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SANDRA KAY DRENNON
Financial Advisor
- CRD
- #2124900
JAMES WILLIAM HANNA
--
- CRD
- #6435774
Bridge capital
Delta harbor
- CRD
- #55971
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $176,450,000 | $130,414 |
| Non-Discretionary | $0 | -- |
| Total | $176,450,000 | $130,414 |
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Separately Managed Accounts
Total SMA Asset: $176,450,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $169,296,685 | 14.2% |
| Equity - Exchange | $519,812,358 | 43.6% |
| Cash | $394,628,189 | 33.1% |
| U.S. Government/Agency | $108,492,947 | 9.1% |
| Total | $1,192,230,179 | 100.0% |