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Capstone Wealth ADVISORS,INC.

Capstone Wealth ADVISORS,INC.. CRD 122357

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CRD: 122357

Capstone Wealth ADVISORS,INC.

Indianpolis, IN, 46250
3175778233
$100.2M Total AUM
$100.2M Disc. AUM
-- 3Y CAGR
4 Employees
99 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Bank OF America · Merrill Lynch · SEI
Clients
Retail and Institutional
Platforms
Radial radialNorth
Established Date
08-22-2002
Office Locations
1

Office Locations

5875 Castle Creek Parkway Suite 290 Indianpolis IN

About Capstone Wealth ADVISORS,INC.

Capstone Wealth Advisors is an Indianapolis, IN RIA providing wealth advisory and financial planning, including tax, estate and charitable planning and insurance guidance. The team emphasizes goals-based portfolio construction, asset allocation and risk management for individuals and families, including business owners, physicians and retirees, and supports retail and institutional relationships, including via SEI.

Team overview

53 AVG AGE
$25.1M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
13.4 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Signal capital Ridge capital Frontier peak

Client Personas

Optima focus Matrix Pioneer harbor

Custodian

Unison delta Harbor

Investment Themes

Beacon unison Foundation

Investment Vehicles

Unison ridge

Services

Summit Delta Glacier Ridge Legacy eagle Value Pathway beacon

Technology

Ember Oak focus

Owner & Executives

R

RONALD JACOB RICH

Chief Compliance Officer, Principal

CRD
#1681357
Ownership
50% but less than 75%
(921) 504-5554
beacon.peak@primecapital.com
in linkedin.com/in/alpha-ember
T

THOMAS M STEINMETZ

Principal

CRD
#4572353
Ownership
25% but less than 50%
(763) 527-7912
peak.horizon@vitalcapital.com
in linkedin.com/in/element-legacy
A

Alpha radial

Zenith wave

CRD
#18516
Ownership
39.1%
(590) 630-9766
wave.vital@atlascapital.com
in linkedin.com/in/delta-vital

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-05-2011
04-27-2012
Category Assets AVG. Account size
Discretionary $100,214,277 --
Non-Discretionary $0 $549,725
Total $100,214,277 $549,725

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Separately Managed Accounts

Total SMA Asset: $100,214,277

$100.2M Total SMA
Public Funds:
12.0%
Corporate - Investment Grade:
16.2%
Equity - Exchange:
25.2%
Municipal Bonds:
23.9%
Cash:
22.7%
Asset class Assets Assets %
Public Funds $233,424,503 12.0%
Corporate - Investment Grade $315,123,079 16.2%
Equity - Exchange $490,191,456 25.2%
Municipal Bonds $464,903,801 23.9%
Cash $441,561,350 22.7%
Total $1,945,204,189 100.0%

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