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- Custodian
- Charles Schwab & Company · Interactive Brokers · Pershing
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 02-08-2018
- Office Locations
- 2
Office Locations
About Carapace Financial Advisors LLC
Carapace Financial Advisors is an advisor-to-advisors RIA that delivers customized options-based hedging and income strategies to help RIAs and wealth managers reduce portfolio risk while seeking long-term growth. The team brings 100+ years of collective Wall Street experience and commonly implements solutions using ETF portfolios with options overlays, custodied at firms such as Schwab.
Team overview
Insights
Accredited Investors
Asset Classes
Client Personas
CRM
Custodian
Investment Vehicles
Services
Owner & Executives
FREDERICK PAUL ZIWOT
Chief Investment Officer, President
- CRD
- #1834033
- Ownership
- 75% or more
GREGORY JOSEPH ARONEO
Chief Compliance Officer, EXECUTIVE VICE PRESIDENT, Vice President
- CRD
- #5783166
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
Unlock allContacts
William Starkey McCarthy
Financial Advisor, General Partner
- CRD
- #7785075
TIMOTHY GERARD MORAN
Financial Advisor
- CRD
- #4630693
Foundation pathway
Element signal
- CRD
- #24893
Showing 2 of 5 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $92,233,046 | -- |
| Non-Discretionary | $0 | -- |
| Total | $92,233,046 | -- |
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Separately Managed Accounts
Total SMA Asset: $58,948,353
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $460,779,230 | 22.8% |
| U.S. Government/Agency | $212,200,961 | 10.5% |
| Public Funds | $224,326,730 | 11.1% |
| Cash | $634,581,922 | 31.4% |
| Derivatives | $489,072,691 | 24.2% |
| Total | $2,020,961,534 | 100.0% |