CRD: 146587
Carlsbad Wealth Advisory Group, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 03-26-2008
- Office Locations
- 1
Office Locations
About Carlsbad Wealth Advisory Group, Inc.
Carlsbad Wealth Advisory Group is a Carlsbad, CA RIA providing investment management and comprehensive financial planning for retail clients, including business owners. The firm emphasizes diversification, asset allocation, and cost-aware implementation, with planning support across retirement, executive benefits, charitable giving, estate, and tax planning. Portfolios are predominantly ETF-based and are custodied with firms such as Charles Schwab and Fidelity/NFS.
Team overview
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Investment Themes
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Owner & Executives
ANDREW PHILLIP SONTAG
Chief Compliance Officer, Chief Investment Officer
- CRD
- #4685106
- Ownership
- 50% but less than 75%
Heather Morgan Wildonger Sontag
Chief Financial Officer
- CRD
- #7205987
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
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Matthew T Brayer
--
- CRD
- #7811250
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $237,557,236 | $334,588 |
| Non-Discretionary | $0 | -- |
| Total | $237,557,236 | $334,588 |
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Separately Managed Accounts
Total SMA Asset: $237,557,236
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,212,636,001 | 15.7% |
| Equity - Exchange | $2,124,043,950 | 27.5% |
| U.S. Government/Agency | $1,923,225,250 | 24.9% |
| Cash | $2,463,890,982 | 31.9% |
| Total | $7,723,796,183 | 100.0% |
13F Holdings | Q2 2023
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| RADIAL PATHWAY UNISON | FOUNDATION BEACON | H6EBD6ICL | IUPNE | 0.85% | $25,328,415 |
| VALUE ZENITH | FOUNDATION SIGNAL | NHZAT7XGZ | LGHE | 3.12% | $27,102,937 |
| NORTH RIDGE | PRIME VITAL | 1HX7XJW29 | WDET | 4.50% | $93,011,697 |
| VITAL WAVE INSIGHT | EMBER FRONTIER | M1LLPH88E | ZXE | 11.08% | $113,644,269 |
| VALUE LEGACY GLACIER | FOUNDATION NORTH | RFUUQ8YZE | XRLN | 12.03% | $10,308,565 |
| OPTIMA CREST VERTEX | QUANTUM VITAL | YEA5K1OGU | UPZEA | 1.20% | $10,393,096 |
| MATRIX FOCUS OAK | EAGLE HARBOR | L00NF5OR9 | BZR | 8.10% | $48,038,399 |
| FOUNDATION FUSION PEAK | SIGNAL PATHWAY | 5ERT7LSOQ | MUW | 1.72% | $46,381,954 |