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Carlson Financial

Carlson Financial. CRD 295907

Carlson Financial logo

CRD: 295907

Carlson Financial

Topeka, KS, 66604
8442275766
$632.2M Total AUM
$632.2M Disc. AUM
22.7% 3Y CAGR
29 Employees
1,097 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
HorizonEmber frontier
Established Date
07-12-2018
Office Locations
4

Office Locations

1155 Kelly Johnson Blvd Suite 204 Colorado Springs CO
1201 SW Oakley Avenue Topeka KS
5207 Hickory Park Drive Suite E Glen Allen VA

About Carlson Financial

Carlson Financial is an independent, SEC-registered RIA focused on helping individuals build retirement strategies, combining investment management with insurance-based solutions where appropriate. The firm is geared to retail retirees and pre-retirees seeking income and risk management support, with advisors serving clients across multiple offices (including Colorado Springs, Topeka, and Virginia markets) and custody through Fidelity/NFS.

Team overview

-- AVG AGE
$63.2M AVG AUM / ADVISOR
$576.3K AVG AUM / CLIENT
3.5 yrs AVG TENURE
29 Employees
10 Advisory Reps
10 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Beacon delta Harbor bridge Bridge vector

Client Personas

Insight atlas

Custodian

Quantum oak

Investment Themes

Ember Beacon vital North

Investment Vehicles

Pathway summit

Services

Value alpha Alpha Eagle Value Peak prime

Technology

Value glacier Optima

Owner & Executives

CARL R CARLSON

CARL R CARLSON

Advisor, Chief Executive Officer

CRD
#5802320
Ownership
Less than 5%
(669) 643-5853
peak.bridge@primecapital.com
in linkedin.com/in/oak-optima
DANIEL EUGENE MOYLAN

DANIEL EUGENE MOYLAN

Chief Investment Officer

CRD
#6849060
Ownership
Less than 5%
(960) 636-7263
timber.glacier@vectorcapital.com
in linkedin.com/in/beacon-glacier
E

Eagle horizon

Focus signal summit

CRD
#23816
Ownership
5.4%
(980) 401-5472
unison.momentum@atlascapital.com
in linkedin.com/in/insight-crest

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Contacts

J

JONATHAN PAUL BROBST

Financial Advisor

CRD
#4126199
(286) 317-8520
signal.ember@matrixcapital.com
in linkedin.com/in/unison-pioneer
A

ANNA L CARLSON

Financial Advisor

CRD
#6952797
(217) 568-8726
timber.ember@deltacapital.com
in linkedin.com/in/pioneer-catalyst
M

Meridian peak

Zenith vital

CRD
#40089
(786) 352-4625
fusion.ridge@primecapital.com
in linkedin.com/in/insight-radial

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
03-31-2023
12-04-2024
04-30-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $632,192,164 $576,292
Non-Discretionary $0 --
Total $632,192,164 $576,292

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Separately Managed Accounts

Total SMA Asset: $632,192,164

$632.2M Total SMA
Equity - Exchange:
15.5%
Public Funds:
50.9%
Cash:
19.3%
Corporate - Investment Grade:
14.3%
Asset class Assets Assets %
Equity - Exchange $181,966,371 15.5%
Public Funds $597,554,083 50.9%
Cash $226,577,481 19.3%
Corporate - Investment Grade $167,878,652 14.3%
Total $1,173,976,587 100.0%

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