$21.2M Total AUM
$21.2M Disc. AUM
-- 3Y CAGR
1 Employees
67 ADV. Clients
20 yrs Firm Age
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- Custodian
- Merrill Lynch
- Clients
- Retail and Institutional
- Platforms
- RadialHorizon
- Established Date
- 10-01-2005
- Office Locations
- 1
Office Locations
-- Rockville Centre NY
About Carroll Financial Group, Inc.
Carroll Financial Group, Inc. is a Rockville Centre, NY boutique led by portfolio manager Joe Carroll, a former Merrill Lynch advisor. The firm works closely with clients to ensure they understand the investment approach while delivering portfolio management and financial planning, with support across estate and tax planning and insurance. Client focus includes entrepreneurs, and the practice operates on the Merrill Lynch platform.
Team overview
-- AVG AGE
$21.2M AVG AUM / ADVISOR
$316.1K AVG AUM / CLIENT
20.8 yrs AVG TENURE
1 Employees
1 Advisory Reps
0 RIA Reps
20yrs Firm Age
Insights
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Asset Classes
Bridge Value Pathway foundation
Client Personas
Vital
Custodian
Delta harbor
Investment Vehicles
Radial radial
Services
Pioneer Vector summit Atlas Ridge
Technology
Foundation matrix Wave
Owner & Executives
JOSEPH VINCENT CARROLL
President, Vice President
- CRD
- --
- Ownership
- 75% or more
(810) 662-8434
vital.horizon@frontiercapital.com
in linkedin.com/in/capital-focus
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $21,179,179 | -- |
| Non-Discretionary | $0 | -- |
| Total | $21,179,179 | -- |
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Separately Managed Accounts
Total SMA Asset: $21,179,179
Public Funds:
51.5% Cash:
48.5% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $2,407,498,191 | 51.5% |
| Cash | $2,267,255,578 | 48.5% |
| Total | $4,674,753,769 | 100.0% |