C
CRD: 311180
Carroll Investors, Inc.
MT Pleasant, SC, 29464
8433524963
$221.4M Total AUM
$221.4M Disc. AUM
30.1% 3Y CAGR
3 Employees
88 ADV. Clients
5 yrs Firm Age
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- Custodian
- Raymond James
- Clients
- Retail
- Platforms
- --
- Established Date
- 11-30-2020
- Office Locations
- 1
Office Locations
1036 Lansing DR Suite 102 MT Pleasant SC
About Carroll Investors, Inc.
Carroll Investors, Inc. is a MT Pleasant-based RIA. The firm has been operating for 5 years. Managing $221.4M in total assets under management, with 2 advisory representatives. They custody assets with Raymond James. Services offered include Asset Management, Insurance, Portfolio Construction.
Team overview
51 AVG AGE
$110.7M AVG AUM / ADVISOR
$2.5M AVG AUM / CLIENT
5.5 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
5yrs Firm Age
Insights
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Asset Classes
Eagle Beacon foundation Legacy radial
Client Personas
Pathway optima
Investment Vehicles
Radial
Services
Insight harbor Fusion glacier Signal Delta ember Eagle summit
Owner & Executives
STEPHEN DARRYL CARROLL
Chief Executive Officer, President
- CRD
- #2804183
- Ownership
- 75% or more
(699) 552-5777
eagle.delta@zenithcapital.com
in linkedin.com/in/momentum-summit
M
MARIA BETHANY HOWE
Chief Compliance Officer
- CRD
- #5164889
- Ownership
- Less than 5%
(880) 980-4588
timber.pioneer@quantumcapital.com
in linkedin.com/in/vertex-timber
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $221,449,186 | $743,118 |
| Non-Discretionary | $0 | -- |
| Total | $221,449,186 | $743,118 |
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Separately Managed Accounts
Total SMA Asset: $221,449,186
Equity - Exchange:
77.7% Cash:
22.3% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $6,398,918,574 | 77.7% |
| Cash | $1,836,497,866 | 22.3% |
| Total | $8,235,416,440 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| HORIZON LEGACY PRIME | CATALYST MOMENTUM | B9LF6XN6P | HGIEL | 2.50% | $34,850,109 |
| TIMBER HORIZON CATALYST | FOCUS GLACIER | V08GH5F1U | DKOV | 6.24% | $104,212,919 |
| PEAK PIONEER | TIMBER MERIDIAN | 0M3JSK49I | RGBIM | 3.64% | $77,452,019 |
| VECTOR INSIGHT QUANTUM | VITAL OPTIMA | B7HLFMNCK | XCSM | 11.54% | $118,384,599 |
| VITAL HORIZON PIONEER | OPTIMA ATLAS | 1S811466D | KBC | 3.28% | $4,375,625 |
| RIDGE UNISON | HARBOR CREST | 4QUUCOYCG | OMJ | 8.80% | $81,450,300 |
| INSIGHT EMBER MERIDIAN | CAPITAL INSIGHT | PY0TSFACZ | AGVCQ | 2.75% | $88,171,380 |
| PEAK EMBER | FUSION BRIDGE | TO201XTIJ | IUWSY | 6.46% | $97,724,419 |