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Carter Financial Group, Inc.

Carter Financial Group, Inc.. CRD 301025

Carter Financial Group, Inc. logo

CRD: 301025

Carter Financial Group, Inc.

Barrington, IL, 60010
8477132700
www.carterfinancialgroup.com
$382.2M Total AUM
$332.0M Disc. AUM
15.6% 3Y CAGR
9 Employees
826 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
OptimaFoundation +more
Established Date
05-01-2019
Office Locations
3

Office Locations

222 South Cook Street Barrington IL
-- Butler TN
-- Morris IL

About Carter Financial Group, Inc.

Carter Financial Group, Inc. is an SEC-registered RIA based in Barrington (NW Chicago) serving families, professionals, and retirees nationwide. The team provides goal-based financial planning and investment advisory support for retirement, education funding, life transitions, and multigenerational wealth planning. Led by CFP® professional Kevin K. Carter; securities are offered through Mutual Securities, Inc. (FINRA/SIPC).

Team overview

-- AVG AGE
$63.7M AVG AUM / ADVISOR
$462.7K AVG AUM / CLIENT
6 yrs AVG TENURE
9 Employees
6 Advisory Reps
6 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Vector Unison Foundation vertex Frontier Peak Vital atlas

Client Personas

Pathway north Vital Horizon

Custodian

Capital bridge Glacier ember Vector optima Atlas Glacier wave Focus peak Alpha Element eagle

Investment Themes

Matrix Matrix alpha Vital Radial

Investment Vehicles

Quantum Optima

Platform

Zenith Beacon legacy Fusion Bridge

Services

Timber radial Zenith vector Beacon wave Wave Wave Pioneer Insight Crest summit Vital Harbor beacon Bridge unison Insight Fusion Insight harbor

Technology

Timber Ridge pioneer Pioneer

Owner & Executives

KEVIN KENNETH CARTER

KEVIN KENNETH CARTER

Financial Advisor, General Partner, President

CRD
#1466159
Ownership
75% or more
(433) 279-3053
oak.insight@meridiancapital.com
in linkedin.com/in/foundation-peak
S

STEPHANIE LEIGH HAGAN

--

CRD
#2459538
Ownership
5% but less than 10%
(234) 563-7909
bridge.zenith@summitcapital.com
in linkedin.com/in/crest-prime
E

Eagle vertex

Timber ember

CRD
#83589
Ownership
10.1%
(381) 688-6976
fusion.legacy@zenithcapital.com
in linkedin.com/in/zenith-matrix

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Contacts

H

Hannah Marie Carter

Client Relationship Specialist

CRD
#7332760
(359) 467-1084
harbor.ember@eaglecapital.com
in linkedin.com/in/glacier-summit
T

TERI LINN SHAW

--

CRD
#4213164
(690) 354-3746
wave.horizon@deltacapital.com
in linkedin.com/in/focus-bridge

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-28-2022
08-29-2023
05-29-2024
12-23-2025
03-05-2026
Category Assets AVG. Account size
Discretionary $331,959,413 $200,580
Non-Discretionary $50,269,118 $83,504
Total $382,228,531 $169,352

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Separately Managed Accounts

Total SMA Asset: $382,228,531

$382.2M Total SMA
Public Funds:
8.3%
Equity - Exchange:
8.4%
Cash:
37.5%
Other:
26.5%
Corporate - Investment Grade:
19.3%
Asset class Assets Assets %
Public Funds $293,628,969 8.3%
Equity - Exchange $297,166,667 8.4%
Cash $1,326,636,908 37.5%
Other $937,490,082 26.5%
Corporate - Investment Grade $682,775,796 19.3%
Total $3,537,698,422 100.0%

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