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- Custodian
- Charles Schwab & Company ยท Prudential
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 07-26-2007
- Office Locations
- 1
Office Locations
About Carty Financial, Inc.
Carty Financial, Inc. provides goal-based financial planning and asset management for individuals and businesses, building diversified portfolios aligned to risk tolerance and designed to navigate market volatility. The firm emphasizes unbiased, needs-driven guidance and long-term client relationships. Investment implementation is ETF-centric with complementary fixed income and cash exposure, and the practice supports accounts custodied at Charles Schwab.
Team overview
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Client Personas
Investment Themes
Investment Vehicles
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Owner & Executives
CHARLES MELVIN CARTY
Chief Compliance Officer, President
- CRD
- #2365884
- Ownership
- 75% or more
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $40,220,000 | -- |
| Total | $40,220,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $40,220,000
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,376,751,568 | 41.7% |
| Cash | $1,105,730,945 | 19.4% |
| U.S. Government/Agency | $2,217,161,534 | 38.9% |
| Total | $5,699,644,047 | 100.0% |