CRD: 306593
Caruso Family Financial Advisors (Cffa) LLC
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- Custodian
- AOS · Charles Schwab & Company · Merrill Lynch
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-14-2020
- Office Locations
- 2
Office Locations
About Caruso Family Financial Advisors (Cffa) LLC
Caruso Family Financial Advisors, LLC is a San Jose, CA registered investment adviser serving retail clients with comprehensive wealth management, including retirement, tax and estate planning, college funding, and charitable giving. Portfolios are primarily implemented with ETFs, complemented by fixed income and mutual funds as needed. The firm is a two-advisor practice and custody relationships include Charles Schwab and Merrill Lynch.
Team overview
Insights
Accredited Investors
Asset Classes
Investment Themes
Investment Vehicles
Services
Owner & Executives
Anthony Caruso
Chief Compliance Officer, Chief Executive Officer, Managing Member
- CRD
- #6058056
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Marialisa Caruso
Chief Operating Officer
- CRD
- #7284574
Showing 1 of 2 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $24,503,091 | -- |
| Non-Discretionary | $0 | -- |
| Total | $24,503,091 | -- |
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Separately Managed Accounts
Total SMA Asset: $24,503,091
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $598,164,723 | 7.7% |
| Cash | $706,921,945 | 9.1% |
| Public Funds | $1,631,358,335 | 21.0% |
| Derivatives | $1,747,883,931 | 22.5% |
| Municipal Bonds | $1,918,788,137 | 24.7% |
| U.S. Government/Agency | $1,165,255,955 | 15.0% |
| Total | $7,768,373,026 | 100.0% |