C
CRD: 113052
Castle Pines Investment Management LLC
Denver, CO
3036885612
$68.5M Total AUM
$68.5M Disc. AUM
-- 3Y CAGR
2 Employees
17 ADV. Clients
26 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Wells Fargo
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-14-2000
- Office Locations
- 2
Office Locations
-- Boulder CO
-- Castle Rock CO
About Castle Pines Investment Management LLC
Castle Pines Investment Management LLC is a Denver-based RIA with 2 offices. The firm has been operating for 26 years. Managing $68.5M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company and Wells Fargo. Services offered include Insurance, Portfolio Construction.
Team overview
-- AVG AGE
$34.3M AVG AUM / ADVISOR
$4.0M AVG AUM / CLIENT
19 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
26yrs Firm Age
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Asset Classes
Optima Ember vertex Summit peak
Client Personas
Peak
Investment Themes
Summit
Investment Vehicles
Unison
Services
Focus ridge Capital
Owner & Executives
O
OLIVER WILLIAM HICKEL III
Financial Advisor
- CRD
- #1937503
- Ownership
- 75% or more
(412) 616-5749
matrix.radial@primecapital.com
in linkedin.com/in/element-insight
WILLIAM CARSON KNORR
Partner
- CRD
- #1028055
- Ownership
- Less than 5%
(572) 653-7807
radial.matrix@ridgecapital.com
in linkedin.com/in/peak-summit
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $68,517,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $68,517,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $68,517,000
Equity - Exchange:
9.7% Cash:
24.1% Equity - OTC:
14.3% U.S. Government/Agency:
23.2% Corporate - Investment Grade:
17.6% Municipal Bonds:
11.1% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $660,024,974 | 9.7% |
| Cash | $1,639,855,863 | 24.1% |
| Equity - OTC | $973,026,508 | 14.3% |
| U.S. Government/Agency | $1,578,616,433 | 23.2% |
| Corporate - Investment Grade | $1,197,571,087 | 17.6% |
| Municipal Bonds | $755,286,310 | 11.1% |
| Total | $6,804,381,175 | 100.0% |