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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- ElementTimber +more
- Established Date
- 11-29-2017
- Office Locations
- 1
Office Locations
About Cates FP, Cates TAX Advisory
Cates Financial Planning, LLC is a fee-only fiduciary RIA that integrates financial planning with investment management plus tax advice and tax preparation. The firm works with young singles and families, mid-career middle-class clients, university employees, and those entering retirement, with a disciplined, long-term approach over market timing. Led by Cary Cates, MBA, CFP®, EA; custody includes Schwab and TIAA.
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Investment Vehicles
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Technology
Owner & Executives
CARY CHARLES CATES
Chief Compliance Officer, Investment Advisor, Managing Member
- CRD
- #5761798
- Ownership
- 75% or more
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $48,105,863 | -- |
| Non-Discretionary | $0 | -- |
| Total | $48,105,863 | -- |
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Separately Managed Accounts
Total SMA Asset: $48,105,863
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $264,499,330 | 20.0% |
| Equity - Exchange | $375,589,049 | 28.4% |
| Cash | $289,626,767 | 21.9% |
| U.S. Government/Agency | $284,336,780 | 21.5% |
| Corporate - Investment Grade | $108,444,725 | 8.2% |
| Total | $1,322,496,651 | 100.0% |