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Choice Financial & Insurance Services, Inc.

Choice Financial & Insurance Services, Inc.. CRD 312049

Choice Financial & Insurance Services, Inc. logo

CRD: 312049

Choice Financial & Insurance Services, Inc.

Brea, CA, 92821
6263339084
$7.2M Total AUM
$7.2M Disc. AUM
-- 3Y CAGR
1 Employees
40 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
American Funds · Charles Schwab & Company · Matrix Trust · TD Ameritrade
Clients
Retail
Platforms
Foundation bridge
Established Date
03-10-2022
Office Locations
1

Office Locations

633 S. Brea Blvd. #7 Brea CA

About Choice Financial & Insurance Services, Inc.

Choice Financial & Insurance Services (KathleenStapleton.com) is a CFP® practitioner and certified life coach-led practice focused on helping women and families gain financial clarity through comprehensive planning, retirement guidance, and wealth-building strategy. The firm pairs planning with life-transition support, including widow coaching and holistic care during periods of loss and change. Serves retail clients nationwide and can custody through Schwab/TD Ameritrade.

Team overview

-- AVG AGE
$7.2M AVG AUM / ADVISOR
$180.9K AVG AUM / CLIENT
4.4 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Foundation capital Bridge

Client Personas

Ember Delta pathway

Custodian

Oak Ember zenith Element radial

Investment Themes

Legacy vital Zenith

Investment Vehicles

Prime element

Services

Pathway Frontier Foundation Vertex Unison matrix Alpha focus Vital Meridian

Technology

Beacon

Owner & Executives

KATHLEEN ANN STAPLETON

KATHLEEN ANN STAPLETON

Chief Compliance Officer, Founder

CRD
#1489992
Ownership
75% or more
(446) 429-6080
ember.oak@atlascapital.com
in linkedin.com/in/wave-quantum

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $7,235,000 --
Non-Discretionary $0 --
Total $7,235,000 --

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Separately Managed Accounts

Total SMA Asset: $7,235,000

$7.2M Total SMA
Public Funds:
14.9%
Cash:
11.3%
Corporate - Non-Investment Grade:
13.9%
Equity - Exchange:
13.0%
Municipal Bonds:
11.0%
Corporate - Investment Grade:
9.3%
Derivatives:
11.9%
Other:
14.7%
Asset class Assets Assets %
Public Funds $1,190,835,271 14.9%
Cash $903,116,682 11.3%
Corporate - Non-Investment Grade $1,110,913,441 13.9%
Equity - Exchange $1,038,983,793 13.0%
Municipal Bonds $879,140,133 11.0%
Corporate - Investment Grade $743,273,021 9.3%
Derivatives $951,069,780 11.9%
Other $1,174,850,905 14.7%
Total $7,992,183,026 100.0%

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