CRD: 170362
Chung WU Investment Group, LLC
$147.5M Total AUM
$147.5M Disc. AUM
-- 3Y CAGR
2 Employees
127 ADV. Clients
12 yrs Firm Age
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- Custodian
- Raymond James
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 04-04-2014
- Office Locations
- 1
Office Locations
1415 Lake Pointe Parkway Sugar Land TX
About Chung WU Investment Group, LLC
Chung Wu Investment Group, LLC is a Sugar Land, TX-based advisory firm serving families and individuals—often business owners and entrepreneurs—with goals-based financial planning and wealth management. The practice focuses on portfolio construction, risk management, and tax/estate planning, and commonly implements ETF-based allocations through Raymond James custody.
Team overview
-- AVG AGE
$73.7M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
9.7 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
12yrs Firm Age
Insights
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Asset Classes
Capital matrix Pioneer oak
Client Personas
Frontier quantum Frontier horizon
Custodian
Foundation ridge Pathway beacon Zenith timber Beacon bridge
Investment Themes
Radial ridge Bridge Ember Element fusion
Investment Vehicles
Oak radial Pathway ember
Services
Beacon Foundation capital Zenith frontier Atlas Signal radial Vertex timber Glacier peak Atlas Delta
Owner & Executives
C
CHUNG WU
Advisor, Chief Compliance Officer, Managing Member
- CRD
- #3175511
- Ownership
- 75% or more
(825) 772-8074
summit.pioneer@quantumcapital.com
in linkedin.com/in/foundation-oak
Showing 1 of 1 owners & executives
Unlock allContacts
T
thomas Li chen
Certified Financial Planner
- CRD
- #7058971
(678) 514-1306
bridge.signal@legacycapital.com
in linkedin.com/in/vital-peak
Showing 1 of 2 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $147,478,605 | $685,947 |
| Non-Discretionary | $0 | -- |
| Total | $147,478,605 | $685,947 |
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Separately Managed Accounts
Total SMA Asset: $117,745,776
Equity - Exchange:
10.7% Cash:
31.5% Public Funds:
31.9% Municipal Bonds:
25.9% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $250,886,168 | 10.7% |
| Cash | $738,590,121 | 31.5% |
| Public Funds | $747,969,043 | 31.9% |
| Municipal Bonds | $607,285,211 | 25.9% |
| Total | $2,344,730,543 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| DELTA OAK HARBOR | GLACIER FUSION | A4KHVV2F7 | FRK | 7.38% | $58,468,832 |
| VECTOR FRONTIER | FRONTIER MATRIX | V6OYM4U13 | OAN | 5.15% | $58,048,206 |
| PRIME ZENITH SUMMIT | TIMBER HORIZON | V96BI1YGI | PNK | 3.01% | $76,548,271 |
| DELTA CAPITAL CAPITAL | WAVE HORIZON | LD0C7EZJ0 | YIWIT | 1.90% | $46,869,388 |
| ALPHA INSIGHT ZENITH | VITAL ELEMENT | J8RF9T9Y5 | TPAHM | 10.01% | $96,733,329 |
| MOMENTUM CREST | LEGACY TIMBER | 35FMTMILV | WEBS | 7.79% | $61,489,660 |
| INSIGHT ALPHA INSIGHT | QUANTUM PEAK | SKGGWN6WA | PYKI | 0.94% | $92,787,329 |
| ELEMENT RADIAL HORIZON | BEACON VERTEX | 9ZT2KUSX5 | UGP | 12.12% | $105,700,412 |