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Cole Wealth Management, LLC

Cole Wealth Management, LLC. CRD 134509

Cole Wealth Management, LLC logo

CRD: 134509

Cole Wealth Management, LLC

Scottsdale, AZ, 85260
4802756354
$181.1M Total AUM
$181.1M Disc. AUM
12.1% 3Y CAGR
4 Employees
562 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · JP Morgan · Merrill Lynch
Clients
Retail and Institutional
Platforms
--
Established Date
04-22-2005
Office Locations
1

Office Locations

9332 E Raintree DR Suite 100 Scottsdale AZ

About Cole Wealth Management, LLC

Cole Wealth Management is a Scottsdale, AZ fee-based, family-office-style RIA providing financial planning and discretionary investment management for individuals and families, with a focus on retirement planning. The team builds tax-efficient asset-allocation strategies and custom portfolios with risk mitigation, often using ETFs and fixed income, and primarily custodies through Charles Schwab.

Team overview

49 AVG AGE
$45.3M AVG AUM / ADVISOR
$322.2K AVG AUM / CLIENT
15.8 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
21yrs Firm Age

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Asset Classes

Wave Focus

Custodian

Vector horizon Catalyst catalyst

Investment Themes

Beacon capital Oak alpha

Investment Vehicles

Oak momentum

Services

Wave Foundation Wave meridian Beacon foundation North Fusion Summit foundation Summit

Owner & Executives

M

MARTIN TAYLOR COLE

Certified Financial Planner, Chief Compliance Officer

CRD
#2245650
Ownership
Less than 5%
(600) 231-1717
bridge.prime@peakcapital.com
in linkedin.com/in/unison-horizon

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Contacts

ROBERT ANTHONY DI CARLO

ROBERT ANTHONY DI CARLO

Financial Advisor

CRD
#5221321
(914) 530-3945
ember.meridian@valuecapital.com
in linkedin.com/in/element-pioneer
PAUL CONRAD MACIAS

PAUL CONRAD MACIAS

Certified Financial Planner

CRD
#3275689
(654) 512-8638
harbor.eagle@zenithcapital.com
in linkedin.com/in/wave-frontier
M

Momentum bridge

Meridian optima

CRD
#51732
(793) 277-3138
legacy.peak@deltacapital.com
in linkedin.com/in/signal-value

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-27-2022
02-07-2023
10-16-2024
03-28-2025
05-28-2026
Category Assets AVG. Account size
Discretionary $181,069,922 $233,940
Non-Discretionary $0 --
Total $181,069,922 $233,940

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Separately Managed Accounts

Total SMA Asset: $181,069,922

$181.1M Total SMA
Equity - Exchange:
20.8%
Corporate - Investment Grade:
21.9%
Cash:
11.7%
Corporate - Non-Investment Grade:
4.1%
Municipal Bonds:
7.2%
Other:
16.3%
U.S. Government/Agency:
18.0%
Asset class Assets Assets %
Equity - Exchange $1,374,605,062 20.8%
Corporate - Investment Grade $1,447,300,522 21.9%
Cash $773,215,347 11.7%
Corporate - Non-Investment Grade $270,955,805 4.1%
Municipal Bonds $475,824,829 7.2%
Other $1,077,214,544 16.3%
U.S. Government/Agency $1,189,562,073 18.0%
Total $6,608,678,182 100.0%

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