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Compass Planning Associates, Inc.

Compass Planning Associates, Inc.. CRD 128014

Compass Planning Associates, Inc. logo

CRD: 128014

Compass Planning Associates, Inc.

Greenfield, MA
6175234666
compassplanning.com
$213.9M Total AUM
$196.8M Disc. AUM
-- 3Y CAGR
3 Employees
567 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Oak pioneerFocus
Established Date
02-23-2003
Office Locations
3

Office Locations

-- Dover NH
-- Greenfield MA
-- Longmont CO

About Compass Planning Associates, Inc.

Compass Planning is a fee-only firm providing fully online, high-touch financial planning and ongoing investment/portfolio management for individuals and families across life stages and major transitions. Fees are value-based/hourly rather than a percentage of assets. Advice commonly spans tax, estate, college, and insurance/risk decisions alongside asset allocation using mutual funds and ETFs. Custody support includes Fidelity/NFS.

Team overview

34 AVG AGE
$71.3M AVG AUM / ADVISOR
$377.3K AVG AUM / CLIENT
13.7 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
23yrs Firm Age

Insights

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Client Personas

Vital vital

Custodian

Wave Beacon Peak north

Investment Themes

Timber Ridge Legacy catalyst Ember glacier

Investment Vehicles

Oak Vital matrix

Services

Peak Vector pioneer Focus pioneer Vertex eagle Bridge Vital element Alpha Pioneer

Technology

Optima foundation Element

Owner & Executives

J

JENNIFER POTTER LANE

Associate, Chief Compliance Officer, President

CRD
#2472087
Ownership
75% or more
(700) 680-5520
zenith.quantum@oakcapital.com
in linkedin.com/in/pioneer-glacier

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Contacts

SARAH M STAMP

SARAH M STAMP

Certified Financial Planner

CRD
#5018295
(264) 961-3739
oak.delta@valuecapital.com
in linkedin.com/in/bridge-vector
J

JOSHUA EDWARD WEISS

Vice President

CRD
#6982347
(940) 700-9031
element.catalyst@summitcapital.com
in linkedin.com/in/summit-pathway

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-26-2023
11-14-2024
10-31-2025
02-18-2026
Category Assets AVG. Account size
Discretionary $196,795,980 $620,808
Non-Discretionary $17,143,645 $1,071,478
Total $213,939,625 $642,461

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Separately Managed Accounts

Total SMA Asset: $213,939,625

$213.9M Total SMA
Public Funds:
19.4%
U.S. Government/Agency:
23.6%
Cash:
12.9%
Equity - Exchange:
26.8%
Other:
17.3%
Asset class Assets Assets %
Public Funds $838,867,794 19.4%
U.S. Government/Agency $1,020,478,347 23.6%
Cash $557,803,842 12.9%
Equity - Exchange $1,158,848,293 26.8%
Other $748,062,517 17.3%
Total $4,324,060,793 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
EAGLE SUMMIT UNISON HARBOR BNIGHJX5B WPD 0.92% $48,415,921
MATRIX MOMENTUM GLACIER ELEMENT RADIAL MZUYPWKTI LPWVF 5.19% $95,501,262
UNISON VECTOR ALPHA SIGNAL UNISON RV9TN1NY4 ORL 9.79% $21,413,325
SIGNAL EMBER RIDGE INSIGHT D5A055X0G BQS 9.43% $101,177,644
NORTH VECTOR HARBOR VECTOR ZENITH O715N7JRX CWP 6.73% $38,689,773
CATALYST SIGNAL CAPITAL SUMMIT J9SE48T04 EGJ 4.98% $82,719,983
CREST NORTH GLACIER ELEMENT JT3ZZ4O57 MHUY 1.17% $118,779,499
UNISON ELEMENT EMBER HORIZON ALZJUT0TU UDDPN 5.72% $37,294,312

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