CRD: 314503
Concierge Financial Advisor LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Wave
- Established Date
- 06-07-2021
- Office Locations
- 1
Office Locations
About Concierge Financial Advisor LLC
Concierge Financial Advisor LLC is a family-run RIA serving families, high-net-worth clients, and small-to-mid-sized businesses with one-on-one financial planning and active portfolio management. The team uses fundamental and technical analysis across U.S. and international equities, fixed income, and tax-advantaged securities, with option strategies available for qualified clients (with written consent). Portfolios are monitored and rebalanced with quarterly reviews; Schwab is a primary custodian.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Nicole McAfee Phelan
Chief Compliance Officer
- CRD
- #7369342
- Ownership
- 50% but less than 75%
ROBERT EARLE PHELAN
Financial Advisor, General Partner, Managing Member
- CRD
- #2385006
- Ownership
- 25% but less than 50%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $40,351,247 | -- |
| Non-Discretionary | $0 | -- |
| Total | $40,351,247 | -- |
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Separately Managed Accounts
Total SMA Asset: $40,351,247
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $35,787,931 | 6.8% |
| Public Funds | $121,573,706 | 23.1% |
| Cash | $44,208,620 | 8.4% |
| Derivatives | $151,046,120 | 28.7% |
| Municipal Bonds | $173,676,723 | 33.0% |
| Total | $526,293,100 | 100.0% |