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Concorde Investment Management

Concorde Investment Management. CRD 105237

Concorde Investment Management logo

CRD: 105237

Concorde Investment Management

Dallas, TX, 75225
9727015400
$376.2M Total AUM
$286.0M Disc. AUM
-- 3Y CAGR
6 Employees
132 ADV. Clients
44 yrs Firm Age

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Firm Details

Custodian
Bank OF America · Fidelity/NFS · US Bank
Clients
Retail and Institutional
Platforms
Delta pathwayPathway legacy +more
Established Date
12-01-1981
Office Locations
2

Office Locations

1000 Three Lincoln Centre 5430 LBJ Freeway Dallas TX
8383 Preston Center Plaza Drive Suite 360 Dallas TX

About Concorde Investment Management

Concorde Investment Management is an SEC-registered, Dallas-based RIA providing fiduciary, conflict-free portfolio management and asset allocation for retail and institutional clients, including entrepreneurs. Portfolios commonly use ETFs, public equity, fixed income, and select alternatives (e.g., private equity/real estate). The firm intentionally limits its client roster to maintain high-touch, client-specific service; custody relationships include Fidelity/NFS.

Team overview

54 AVG AGE
$125.4M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
17.7 yrs AVG TENURE
6 Employees
3 Advisory Reps
4 RIA Reps
44yrs Firm Age

Insights

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Asset Classes

Peak Quantum element Value atlas Beacon Quantum Quantum Eagle

Custodian

North Focus Insight

Investment Themes

Timber crest Meridian vital

Investment Vehicles

Insight Focus

Platform

Glacier

Services

Signal matrix Summit beacon Value Ember signal Oak

Technology

Eagle vital Frontier Bridge

Owner & Executives

G

GARY BRENT WOOD

Financial Advisor, MANAGING DIRECTOR, President

CRD
#4339022
Ownership
50% but less than 75%
(844) 531-6480
value.pathway@vectorcapital.com
in linkedin.com/in/prime-momentum
G

GREGORY BRENT WOOD

Chief Compliance Officer, Chief Investment Officer, MANAGING DIRECTOR

CRD
#6387437
Ownership
25% but less than 50%
(570) 482-8026
bridge.timber@pioneercapital.com
in linkedin.com/in/matrix-signal
O

Optima optima

Frontier peak

CRD
#37698
Ownership
16.4%
(256) 344-9981
peak.wave@vitalcapital.com
in linkedin.com/in/prime-capital

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Contacts

B

Barbara Elizabeth Spicer

--

CRD
#7235166
(723) 447-8379
oak.atlas@summitcapital.com
in linkedin.com/in/matrix-vertex

Showing 1 of 4 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
11-30-2023
03-28-2024
10-20-2025
04-13-2026
Category Assets AVG. Account size
Discretionary $286,014,402 $1,032,543
Non-Discretionary $90,199,120 $893,061
Total $376,213,522 $995,274

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Separately Managed Accounts

Total SMA Asset: $309,333,630

$309.3M Total SMA
Public Funds:
8.7%
Equity - Exchange:
12.8%
Cash:
16.7%
U.S. Government/Agency:
17.9%
Corporate - Investment Grade:
4.7%
Private Funds:
15.0%
Municipal Bonds:
16.2%
Other:
8.0%
Asset class Assets Assets %
Public Funds $190,185,157 8.7%
Equity - Exchange $279,812,645 12.8%
Cash $365,068,060 16.7%
U.S. Government/Agency $391,300,495 17.9%
Corporate - Investment Grade $102,743,705 4.7%
Private Funds $327,905,443 15.0%
Municipal Bonds $354,137,878 16.2%
Other $174,882,904 8.0%
Total $2,186,036,287 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
FOUNDATION UNISON WAVE FOUNDATION LEGACY DA1PYV0TO WKCA 1.37% $116,419,449
ELEMENT HARBOR OAK EAGLE 1EJ7QIWQC OZKEB 3.76% $54,558,801
PEAK VERTEX UNISON VERTEX D5CK2J1XI HWFS 8.71% $115,423,895
ZENITH QUANTUM SUMMIT PIONEER T43RGN0W9 MHY 4.82% $48,214,247
TIMBER PATHWAY ALPHA FUSION MOMENTUM D9WD54K8R ZAL 3.35% $22,264,175
ELEMENT OPTIMA INSIGHT VERTEX GQQ78WJJ6 XZG 4.28% $116,704,236
HORIZON PATHWAY VERTEX CAPITAL MATRIX 87SUIDYP4 UXRU 2.01% $60,304,960
EAGLE GLACIER PATHWAY BEACON U17JOGQ16 FRNS 2.06% $30,194,365

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