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Congress Park Capital LLC

Congress Park Capital LLC. CRD 150309

Congress Park Capital LLC logo

CRD: 150309

Congress Park Capital LLC

Saratoga Springs, NY, 12866
5183394335
$422.3M Total AUM
$422.3M Disc. AUM
20.0% 3Y CAGR
4 Employees
145 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
OptimaCatalyst timber
Established Date
05-06-2009
Office Locations
2

Office Locations

57 Phila Street Saratoga Springs NY
-- Saratoga Springs NY

About Congress Park Capital LLC

Congress Park Capital is an SEC-registered RIA founded in 2009 to offer independent advice outside large financial institutions. The firm provides investment advisory and financial planning for retail and institutional clients, including business owners, entrepreneurs, and retirees. Portfolios are built primarily with ETF-based allocations alongside fixed income (including municipals) and cash, with custody commonly through Fidelity/NFS.

Team overview

61 AVG AGE
$140.8M AVG AUM / ADVISOR
$2.9M AVG AUM / CLIENT
13.4 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
17yrs Firm Age

Insights

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Asset Classes

Vital matrix Pathway Pioneer Focus summit Ember element Meridian vital

Client Personas

Signal delta Focus Glacier fusion

Custodian

Zenith Atlas Optima north Element Focus Glacier Momentum Matrix

Investment Themes

Catalyst Matrix north

Investment Vehicles

Beacon Momentum

Services

Pathway signal Pioneer signal Fusion Foundation Value Beacon crest Eagle Summit ridge Unison

Technology

Fusion Bridge

Owner & Executives

E

ERIC BRODWIN

Chief Compliance Officer, Chief Investment Officer, Managing Member

CRD
#4595310
Ownership
75% or more
(832) 750-9445
eagle.summit@vectorcapital.com
in linkedin.com/in/unison-radial

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Contacts

M

MICHAEL LOS

Financial Advisor, General Partner

CRD
#6458985
(328) 926-2330
eagle.ridge@harborcapital.com
in linkedin.com/in/focus-legacy
M

MICHAEL JAMES STEINER

Partner

CRD
#4922988
(766) 660-8710
insight.eagle@meridiancapital.com
in linkedin.com/in/radial-pioneer

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-23-2022
02-14-2023
04-23-2024
03-04-2025
03-18-2026
Category Assets AVG. Account size
Discretionary $422,313,266 $932,259
Non-Discretionary $0 --
Total $422,313,266 $932,259

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Separately Managed Accounts

Total SMA Asset: $422,313,266

$422.3M Total SMA
Equity - Exchange:
15.4%
Municipal Bonds:
9.5%
Corporate - Investment Grade:
24.1%
Cash:
16.8%
Public Funds:
34.2%
Asset class Assets Assets %
Equity - Exchange $72,431,330 15.4%
Municipal Bonds $44,681,664 9.5%
Corporate - Investment Grade $113,350,328 24.1%
Cash $79,015,996 16.8%
Public Funds $160,853,992 34.2%
Total $470,333,310 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
SUMMIT WAVE WAVE PIONEER FOCUS N1SLS6XWK RMZ 2.92% $18,341,063
SIGNAL FRONTIER NORTH CAPITAL LGACU1DBJ GTLFH 0.85% $31,845,993
VECTOR RIDGE UNISON VECTOR EMBER L93RYY05F WORCV 6.47% $84,911,628
ATLAS VALUE MOMENTUM CAPITAL INSIGHT E8LDDCKZD WDW 2.39% $78,734,095
FRONTIER PIONEER CAPITAL VITAL ELEMENT QD9EY9HUW YLQWC 3.98% $89,082,206
GLACIER HORIZON ELEMENT ATLAS O1QOD01OW YITHP 11.58% $29,980,466
UNISON MATRIX BEACON HORIZON MG5PMAOHQ NDDMY 9.24% $4,919,923
TIMBER MATRIX EAGLE HORIZON FOCUS 0PGAMOMF8 HTUV 8.28% $70,575,235

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