C
CRD: 125638
Continental Nine Financial Management, LLC
Waterbury, CT
2037537600
$32.1M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
254 ADV. Clients
38 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Pershing
- Clients
- Retail
- Platforms
- --
- Established Date
- 08-01-1987
- Office Locations
- 1
Office Locations
-- Waterbury CT
About Continental Nine Financial Management, LLC
Continental Nine Financial Management, LLC is a Waterbury-based RIA. The firm has been operating for 38 years. Managing $32.1M in total assets under management, with 1 advisory representatives. They custody assets with Pershing. Services offered include 529 Plans, Asset Management, Estate Planning.
Team overview
-- AVG AGE
$32.1M AVG AUM / ADVISOR
$126.5K AVG AUM / CLIENT
38.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
38yrs Firm Age
Insights
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Asset Classes
Momentum meridian Frontier Quantum eagle Zenith momentum
Client Personas
Catalyst legacy Bridge frontier
Investment Themes
Capital focus Ember
Investment Vehicles
Oak
Services
Vital unison Delta Wave atlas Summit Fusion insight Catalyst fusion Delta peak
Owner & Executives
C
Conrad Anthony Tarte
Owner
- CRD
- #728899
- Ownership
- 75% or more
(524) 980-8802
focus.vital@fusioncapital.com
in linkedin.com/in/timber-horizon
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $32,140,000 | -- |
| Total | $32,140,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $32,140,000
Other:
100.0% | Asset class | Assets | Assets % |
|---|---|---|
| Other | $6,201,288,805 | 100.0% |
| Total | $6,201,288,805 | 100.0% |