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Convergence Financial

Convergence Financial. CRD 304146

Convergence Financial logo

CRD: 304146

Convergence Financial

Columbia, MO, 65203
5738182264
$904.0M Total AUM
$902.9M Disc. AUM
35.9% 3Y CAGR
18 Employees
2,714 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · LPL Financial
Clients
Retail and Institutional
Platforms
Catalyst
Established Date
06-03-2019
Office Locations
14

Office Locations

1017 Highway 15 S. Fairmont MN
10975 Benson DR Suite 390 Overland Park KS
14665 Galaxie Avenue Suite 205 Apple Valley MN

About Convergence Financial

Convergence Wealth (Convergence Financial) is an independent, fee-only advisory firm serving Mid-Missouri with integrated portfolio management, financial planning, and retirement guidance. Its in-office team handles research, trading, and account management without outsourcing, enabling real-time coordination and tax-aware implementation. Portfolios use funds and ETFs with strategic tilts, with optional individual-stock sleeves and select alternatives (e.g., crypto, precious metals); supports custody on platforms like Schwab and LPL.

Team overview

42 AVG AGE
$69.5M AVG AUM / ADVISOR
$333.1K AVG AUM / CLIENT
2.1 yrs AVG TENURE
18 Employees
13 Advisory Reps
9 RIA Reps
7yrs Firm Age

Insights

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Asset Classes

Catalyst Catalyst capital Optima oak Vector Insight

Client Personas

Ridge

Custodian

Timber Wave Unison meridian Meridian Eagle

Investment Themes

Momentum delta Ember capital Bridge Peak foundation Vital frontier Horizon bridge

Investment Vehicles

Matrix matrix

Services

Timber atlas Delta glacier Value Eagle oak Wave oak Frontier quantum Bridge foundation Vector peak Element

Technology

Foundation

Owner & Executives

TRAVIS EARL COOK

TRAVIS EARL COOK

Chief Executive Officer, Financial Advisor, General Partner

CRD
#5222336
Ownership
75% or more
(511) 393-4580
peak.optima@radialcapital.com
in linkedin.com/in/summit-meridian
TYLER STEPHEN HOFFMANN

TYLER STEPHEN HOFFMANN

President

CRD
#5684883
Ownership
Less than 5%
(616) 454-6883
horizon.zenith@ridgecapital.com
in linkedin.com/in/meridian-matrix
V

Value pioneer

Momentum prime

CRD
#86647
Ownership
32.8%
(274) 661-2864
ember.north@frontiercapital.com
in linkedin.com/in/alpha-radial

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Contacts

B

BRIAN KEITH ATCHLEY

--

CRD
#4723050
(634) 953-4071
bridge.harbor@vitalcapital.com
in linkedin.com/in/vector-north
P

Phillip David Bacon

--

CRD
#6768592
(236) 908-2837
matrix.vital@eaglecapital.com
in linkedin.com/in/value-eagle
F

Foundation peak

Oak crest value

CRD
#90106
(341) 963-9101
crest.frontier@elementcapital.com
in linkedin.com/in/oak-atlas

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-04-2022
12-21-2023
12-23-2024
10-16-2025
06-22-2026
Category Assets AVG. Account size
Discretionary $902,859,161 $192,220
Non-Discretionary $1,096,190 $39,150
Total $903,955,351 $191,313

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Separately Managed Accounts

Total SMA Asset: $903,955,351

$904.0M Total SMA
Public Funds:
4.0%
Equity - Exchange:
16.7%
Cash:
15.3%
Corporate - Investment Grade:
14.0%
Corporate - Non-Investment Grade:
13.2%
Municipal Bonds:
13.3%
Private Funds:
17.9%
U.S. Government/Agency:
5.6%
Asset class Assets Assets %
Public Funds $219,865,055 4.0%
Equity - Exchange $917,936,605 16.7%
Cash $840,983,835 15.3%
Corporate - Investment Grade $769,527,693 14.0%
Corporate - Non-Investment Grade $725,554,682 13.2%
Municipal Bonds $731,051,308 13.3%
Private Funds $983,896,121 17.9%
U.S. Government/Agency $307,811,076 5.6%
Total $5,496,626,375 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MERIDIAN QUANTUM HORIZON SIGNAL GH30QKL5N WIICD 7.37% $106,942,763
CREST CAPITAL DELTA HARBOR PATHWAY QGNJCSWMK GOFZ 10.50% $61,510,737
NORTH PRIME CREST OAK CREST UDILJ6MOZ WSBE 6.73% $68,780,943
PRIME QUANTUM MERIDIAN RIDGE 6Q7B0JMYF HXPE 2.97% $103,695,122
ALPHA OAK EAGLE LEGACY VECTOR NPI2BM0GU TBFPE 2.27% $26,533,153
BRIDGE MERIDIAN BRIDGE SUMMIT 3WI37ZORJ GYG 11.48% $107,714,908
CREST INSIGHT ALPHA CATALYST 9W7VA8PW7 QJFOK 3.53% $52,097,777
PIONEER VECTOR GLACIER OPTIMA BRIDGE Q1VQZA53K UKM 3.00% $90,017,994

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