$184.1M Total AUM
$184.1M Disc. AUM
5.5% 3Y CAGR
3 Employees
1,335 ADV. Clients
41 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · SEI
- Clients
- Retail
- Platforms
- Glacier
- Established Date
- 05-15-1985
- Office Locations
- 2
Office Locations
1000 Bridgeport Avenue Suite 308 Shelton CT
-- Chicago IL
About Cooper Financial Services, Inc.
Cooper Financial Services is a boutique Shelton, CT RIA serving individuals and families with custom investment management and planning across retirement, estate, and tax optimization needs. Portfolios commonly use active asset allocation with ETFs, mutual funds, and fixed income. Established in 1985, the firm primarily custodying with Charles Schwab and Fidelity/NFS.
Team overview
-- AVG AGE
$92.1M AVG AUM / ADVISOR
$137.9K AVG AUM / CLIENT
4.9 yrs AVG TENURE
3 Employees
2 Advisory Reps
3 RIA Reps
41yrs Firm Age
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Asset Classes
Meridian meridian Eagle Ember
Custodian
Meridian quantum Meridian Eagle
Investment Themes
Insight Capital Vertex Ridge
Investment Vehicles
Signal fusion North
Platform
Foundation
Services
Signal Bridge Vital Summit horizon Quantum Bridge unison
Technology
Summit
Owner & Executives
M
MICHAEL JAMES BUTLER
Chairman, Chief Compliance Officer, Chief Executive Officer
- CRD
- #6318239
- Ownership
- 50% but less than 75%
(987) 448-9714
foundation.pioneer@harborcapital.com
in linkedin.com/in/crest-foundation
Steven Gregory Butler
VICE PRESIDENT
- CRD
- #7410569
- Ownership
- 10% but less than 25%
(949) 908-7431
peak.vital@vectorcapital.com
in linkedin.com/in/atlas-horizon
Showing 2 of 2 owners & executives
Unlock allContacts
T
THOMAS DEKARI KERNEY
Chief Compliance Officer
- CRD
- #5581521
(534) 313-4050
zenith.timber@pathwaycapital.com
in linkedin.com/in/legacy-element
Showing 1 of 3 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $184,105,399 | $116,818 |
| Non-Discretionary | $0 | -- |
| Total | $184,105,399 | $116,818 |
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Separately Managed Accounts
Total SMA Asset: $184,105,399
Public Funds:
21.3% Equity - Exchange:
9.7% Cash:
19.8% U.S. Government/Agency:
17.3% Municipal Bonds:
12.8% Corporate - Investment Grade:
19.1% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,256,345,847 | 21.3% |
| Equity - Exchange | $572,138,719 | 9.7% |
| Cash | $1,167,870,787 | 19.8% |
| U.S. Government/Agency | $1,020,412,354 | 17.3% |
| Municipal Bonds | $754,987,176 | 12.8% |
| Corporate - Investment Grade | $1,126,582,426 | 19.1% |
| Total | $5,898,337,309 | 100.0% |