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Cote Financial Management

Cote Financial Management. CRD 153088

Cote Financial Management logo

CRD: 153088

Cote Financial Management

Wenham, MA
9787679501
cfm.services
$151.2M Total AUM
$0 Disc. AUM
-- 3Y CAGR
3 Employees
134 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
03-29-2010
Office Locations
1

Office Locations

-- Wenham MA

About Cote Financial Management

Cote Financial Management is a fee-only, fiduciary RIA providing investment planning and ongoing asset management anchored by a comprehensive wealth plan built before portfolio construction. The firm serves individuals, retirees, and business owners with IRA distribution planning, tax and estate planning coordination, education/529 planning, risk management, and executive stock option planning. Founded in 2010 by CFP Stephen M. Cote (ex-UBS/SmithBarney); custodial platform includes Schwab.

Team overview

54 AVG AGE
$151.2M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
6.5 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
16yrs Firm Age

Insights

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Accredited Investors

Oak ember

Asset Classes

Legacy Pioneer Harbor

Client Personas

Vital

Custodian

Ridge Atlas Capital Quantum Pioneer momentum Legacy Value Vector

Investment Themes

Timber Beacon pathway

Investment Vehicles

Harbor

Services

Summit Optima beacon Crest Wave Vertex Oak Timber Alpha Radial

Owner & Executives

S

STEPHEN MARK COTE

Chief Executive Officer, President

CRD
#4365699
Ownership
75% or more
(361) 975-2626
bridge.vital@signalcapital.com
in linkedin.com/in/radial-catalyst

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Contacts

G

Garrett Allen Burgess

--

CRD
#8142204
(738) 642-3281
vector.pathway@eaglecapital.com
in linkedin.com/in/pioneer-alpha

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-25-2012
04-01-2013
08-23-2024
10-20-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $151,230,174 $400,080
Total $151,230,174 $400,080

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Separately Managed Accounts

Total SMA Asset: $151,230,174

$151.2M Total SMA
Equity - OTC:
17.4%
U.S. Government/Agency:
8.8%
Cash:
6.4%
Corporate - Investment Grade:
13.3%
Equity - Exchange:
18.5%
Sovereign Bonds:
18.2%
Other:
17.4%
Asset class Assets Assets %
Equity - OTC $871,229,629 17.4%
U.S. Government/Agency $440,621,881 8.8%
Cash $320,452,277 6.4%
Corporate - Investment Grade $665,939,889 13.3%
Equity - Exchange $926,307,364 18.5%
Sovereign Bonds $911,286,163 18.2%
Other $871,229,628 17.4%
Total $5,007,066,831 100.0%

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