CRD: 153036
Cottonwood Asset Management LLC
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- Custodian
- Altruist · Charles Schwab & Company · SSG
- Clients
- Retail
- Platforms
- Ridge eagleEmber
- Established Date
- 06-09-2010
- Office Locations
- 3
Office Locations
About Cottonwood Asset Management LLC
Cottonwood Asset Management is a Salt Lake City-based firm serving business owners and entrepreneurs with financial planning and portfolio construction, alongside accounting and bookkeeping support for day-to-day business finances. Investment approach emphasizes diversified asset allocation using ETFs and fixed income. Custody supported via platforms such as Schwab and Altruist.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
DAVID EDWARD KAPLAN
Chief Compliance Officer, Managing Member, President
- CRD
- #2321224
- Ownership
- 75% or more
ROBIN JAYNE SHULMAN
CHIEF OPERATING OFFICER, DEPUTY CHIEF INVESTMENT OFFICER
- CRD
- #2719030
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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RYAN CHRISTIAN O'SHEA
Senior Data Analyst
- CRD
- #5470484
DAREN SPENCER WRIGHT
--
- CRD
- #4482142
Showing 2 of 4 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $15,918,226 | -- |
| Non-Discretionary | $0 | -- |
| Total | $15,918,226 | -- |
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Separately Managed Accounts
Total SMA Asset: $15,918,226
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,131,959,480 | 14.1% |
| U.S. Government/Agency | $2,697,435,357 | 33.6% |
| Cash | $1,565,475,877 | 19.5% |
| Corporate - Investment Grade | $2,633,210,706 | 32.8% |
| Total | $8,028,081,420 | 100.0% |