C
CRD: 124496
CW Securities, LLC
Knoxville, TN, 37923
8656909886
$113.5M Total AUM
$113.5M Disc. AUM
-- 3Y CAGR
3 Employees
145 ADV. Clients
23 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- American Funds ยท Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 03-27-2003
- Office Locations
- 1
Office Locations
8870 Cedar Springs Lane Suite 208 Knoxville TN
About CW Securities, LLC
CW Securities, LLC is a Knoxville-based RIA. The firm has been operating for 23 years. Managing $113.5M in total assets under management, with 1 advisory representatives. They custody assets with American Funds and Charles Schwab & Company. Services offered include Asset Management, Estate Planning, Financial Planning.
Team overview
-- AVG AGE
$113.5M AVG AUM / ADVISOR
$782.6K AVG AUM / CLIENT
13.6 yrs AVG TENURE
3 Employees
1 Advisory Reps
3 RIA Reps
23yrs Firm Age
Insights
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Asset Classes
Vertex summit Pioneer vector
Investment Themes
Alpha Pathway quantum
Investment Vehicles
Atlas vertex
Services
Peak Crest Zenith Eagle eagle Alpha vital
Owner & Executives
M
MICHAEL EDWARD COX
Chief Compliance Officer, Financial Advisor, President
- CRD
- #2129658
- Ownership
- 75% or more
(687) 354-9842
optima.prime@glaciercapital.com
in linkedin.com/in/horizon-focus
N
NANCY HARRIS COLEMAN
--
- CRD
- --
- Ownership
- Less than 5%
(637) 260-7567
wave.catalyst@valuecapital.com
in linkedin.com/in/unison-zenith
V
Vertex peak
Legacy focus north
- CRD
- #85963
- Ownership
- 32.6%
(331) 860-6680
beacon.glacier@zenithcapital.com
in linkedin.com/in/delta-radial
Showing 2 of 3 owners & executives
Unlock allContacts
J
JACKIE LEE SIMPSON
Partner
- CRD
- #3081967
(249) 713-4088
value.meridian@glaciercapital.com
in linkedin.com/in/north-value
Showing 1 of 4 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $113,478,500 | $782,610 |
| Non-Discretionary | $0 | -- |
| Total | $113,478,500 | $782,610 |
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Separately Managed Accounts
Total SMA Asset: $113,478,500
Equity - Exchange:
21.0% Cash:
28.0% U.S. Government/Agency:
29.2% Municipal Bonds:
15.5% Public Funds:
6.3% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $106,792,584 | 21.0% |
| Cash | $142,390,112 | 28.0% |
| U.S. Government/Agency | $148,492,546 | 29.2% |
| Municipal Bonds | $78,823,098 | 15.5% |
| Public Funds | $32,037,775 | 6.3% |
| Total | $508,536,115 | 100.0% |