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Davies Financial Advisors, Inc.

Davies Financial Advisors, Inc.. CRD 139764

Davies Financial Advisors, Inc. logo

CRD: 139764

Davies Financial Advisors, Inc.

Murrieta, CA, 92562
9516773960
$123.1M Total AUM
$123.1M Disc. AUM
3.1% 3Y CAGR
10 Employees
180 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Vanguard
Clients
Retail and Institutional
Platforms
WaveGlacier north
Established Date
01-01-2004
Office Locations
2

Office Locations

25109 Jefferson AVE Suite 205 Murrieta CA
41391 Kalmia Street Suite 130 Murrieta CA

About Davies Financial Advisors, Inc.

Davies Financial Advisors (Creative Financial Stewardship) provides wealth management and integrated planning for individuals and business owners, with a specialty in coordinating business exit planning alongside estate and investment planning. The team focuses on clarifying goals, identifying risks, and building actionable financial roadmaps. Custody relationships include Charles Schwab and Fidelity/NFS. Managing Director Andy Davies was a 2021 Five Star Wealth Manager award recipient.

Team overview

-- AVG AGE
$20.5M AVG AUM / ADVISOR
$683.8K AVG AUM / CLIENT
12.4 yrs AVG TENURE
10 Employees
6 Advisory Reps
6 RIA Reps
22yrs Firm Age

Insights

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Asset Classes

Focus Ember Peak Peak horizon Signal quantum

Client Personas

Glacier Unison focus Momentum

CRM

Prime

Custodian

Legacy pathway Frontier

Investment Themes

Vital delta Beacon Atlas radial

Investment Vehicles

Unison ember

Services

Horizon Capital fusion Capital Zenith Harbor Peak Insight ridge Delta atlas Alpha Wave

Technology

Alpha Prime

Owner & Executives

ANDREW JAMES DAVIES

ANDREW JAMES DAVIES

Chief Compliance Officer, MANAGING DIRECTOR, Owner, President

CRD
#3275556
Ownership
50% but less than 75%
(235) 622-3705
horizon.zenith@unisoncapital.com
in linkedin.com/in/vector-oak
S

SHAUNIE LEE DAVIES

Owner

CRD
--
Ownership
50% but less than 75%
(807) 608-3273
meridian.north@alphacapital.com
in linkedin.com/in/north-vertex

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Contacts

Lyndsay Davies

Lyndsay Davies

Financial Advisor

CRD
#6858931
(867) 232-9249
oak.value@ridgecapital.com
in linkedin.com/in/oak-frontier
Justin Simmons

Justin Simmons

Financial Advisor, General Partner

CRD
#5213817
(853) 966-1442
ridge.alpha@pioneercapital.com
in linkedin.com/in/insight-frontier

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-15-2022
07-17-2023
09-05-2024
03-12-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $123,078,109 $711,434
Non-Discretionary $0 --
Total $123,078,109 $711,434

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Separately Managed Accounts

Total SMA Asset: $123,078,109

$123.1M Total SMA
Public Funds:
16.1%
Cash:
33.8%
Equity - Exchange:
29.2%
Municipal Bonds:
20.9%
Asset class Assets Assets %
Public Funds $1,199,593,311 16.1%
Cash $2,518,400,864 33.8%
Equity - Exchange $2,175,659,918 29.2%
Municipal Bonds $1,557,236,038 20.9%
Total $7,450,890,131 100.0%

13F Holdings | Q1 2025

Issuer Class Cusip Ticker % Value
OAK PRIME HARBOR VITAL FRONTIER 7YPEMKS8J QGHKL 1.09% $8,068,020
SIGNAL SUMMIT FUSION ELEMENT 0QIQ0K5GG EKETY 10.31% $50,757,158
FRONTIER HORIZON BRIDGE MOMENTUM 2UO3Y2GZ3 BWH 9.17% $71,413,723
MERIDIAN UNISON SIGNAL MOMENTUM WAVE PTGWK5U62 UDX 11.55% $48,143,293
DELTA INSIGHT EAGLE FUSION VALUE LOK7TOHZN VSLXC 9.98% $77,121,285
ATLAS VALUE HARBOR QUANTUM G1WWUCJSA IXYA 3.57% $74,224,457
INSIGHT MERIDIAN ALPHA EAGLE 4GPCGS3WG EMYNK 12.32% $98,669,188
HARBOR UNISON FOUNDATION EAGLE 1GSRBWGZ6 LWD 3.63% $102,841,365

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