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- Custodian
- Charles Schwab & Company ยท LPL Financial
- Clients
- Retail
- Platforms
- SummitVector +more
- Established Date
- 10-08-1997
- Office Locations
- 1
Office Locations
About DBA Upal OR United Professionals Assoc. Ltd.
Tulsa-based United Professionals Assoc. Ltd. (UPAL) is a retail advisory firm providing financial planning, retirement plan guidance, estate planning and insurance coordination, plus portfolio construction/asset-allocation support. Client focus includes physicians and other individuals. Portfolios emphasize public funds and ETFs with smaller cash and municipal bond exposure, with custody including Charles Schwab. The firm publishes annual IRS employee benefit plan limit updates.
Team overview
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Client Personas
Custodian
Investment Themes
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Services
Technology
Owner & Executives
H. WILLIAM ALLRED
Chairman, Chief Executive Officer
- CRD
- --
- Ownership
- Less than 5%
Kanwaljit S Aulakh
DIRECTOR
- CRD
- --
- Ownership
- Less than 5%
Harbor ember
Vector fusion eagle
- CRD
- #69286
- Ownership
- 23.0%
Showing 2 of 12 owners & executives
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Lincoln Anderson
Manager, Financial Services & Client Relations
- CRD
- #2310411
Showing 1 of 13 contacts
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $79,494,838 | -- |
| Total | $79,494,838 | -- |
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Separately Managed Accounts
Total SMA Asset: $79,494,838
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $363,210,277 | 13.3% |
| Equity - Exchange | $729,151,458 | 26.7% |
| Municipal Bonds | $412,366,555 | 15.1% |
| Cash | $1,226,176,046 | 44.9% |
| Total | $2,730,904,336 | 100.0% |