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DES Moines Investments, LLC

DES Moines Investments, LLC. CRD 146322

DES Moines Investments, LLC logo

CRD: 146322

DES Moines Investments, LLC

DES Moines, IA, 50315
5157771149
$246.0M Total AUM
$246.0M Disc. AUM
17.9% 3Y CAGR
4 Employees
1,400 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · TD Ameritrade
Clients
Retail
Platforms
Vertex harborWave
Established Date
01-25-2008
Office Locations
2

Office Locations

2 East Army Post RD Suite 2 DES Moines IA
2961 100th ST Suite 3 Urbandale IA

About DES Moines Investments, LLC

Des Moines Investments, LLC is a Des Moines-based RIA led by David Harkin (CFP®, CLU, ChFC) and Sean Kimberley. The team provides 360° financial planning—retirement, tax, estate, and insurance—paired with portfolio management investing in stocks, ETFs, and bonds. Client portfolios are custodied at Charles Schwab, with no front-end fees or surrender charges.

Team overview

-- AVG AGE
$82.0M AVG AUM / ADVISOR
$175.7K AVG AUM / CLIENT
6.1 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
18yrs Firm Age

Insights

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Asset Classes

Zenith Oak value Zenith ember

Client Personas

Value vital

CRM

Crest wave

Custodian

Optima Beacon matrix Timber ember Signal harbor Signal frontier

Fund Managers

Focus foundation

Investment Themes

North quantum Element

Investment Vehicles

Signal optima Oak prime

Platform

Glacier

Services

Ember Ridge zenith Signal Alpha element Insight Signal timber Matrix Summit north Meridian Wave vector Ember element

Technology

Wave Foundation ridge

Owner & Executives

D

DAVID DANIEL HARKIN

Owner

CRD
#2369348
Ownership
75% or more
(312) 546-3085
summit.beacon@focuscapital.com
in linkedin.com/in/peak-oak
M

MATTHEW SEAN KIMBERLEY

Chief Compliance Officer, Investment Advisor Representative

CRD
#2701092
Ownership
Less than 5%
(484) 913-1413
foundation.pathway@insightcapital.com
in linkedin.com/in/matrix-unison

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Contacts

D

Dillon T Kimberley

--

CRD
#8047362
(791) 586-8316
pioneer.harbor@meridiancapital.com
in linkedin.com/in/radial-foundation
L

Larry Douglas King

--

CRD
#8268371
(470) 649-6640
value.legacy@insightcapital.com
in linkedin.com/in/vertex-pioneer

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-08-2022
12-04-2023
12-12-2024
03-10-2025
02-19-2026
Category Assets AVG. Account size
Discretionary $246,000,000 $164,329
Non-Discretionary $0 --
Total $246,000,000 $164,329

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Separately Managed Accounts

Total SMA Asset: $246,000,000

$246.0M Total SMA
Equity - Exchange:
20.2%
Cash:
27.2%
Corporate - Investment Grade:
52.6%
Asset class Assets Assets %
Equity - Exchange $209,324,143 20.2%
Cash $281,862,212 27.2%
Corporate - Investment Grade $545,071,777 52.6%
Total $1,036,258,132 100.0%

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