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- Custodian
- Charles Schwab & Company ยท TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- RidgeMeridian harbor +more
- Established Date
- 01-05-2009
- Office Locations
- 1
Office Locations
About DLK Investment Management
DLK Investment Management is a Solana Beach, CA RIA serving individuals and families with retirement and legacy planning and advising non-profits/endowments. The firm provides financial planning and discretionary portfolio management with an ETF-centric approach complemented by fixed income. Operates across retail and institutional relationships and commonly custodies at Charles Schwab.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
PETER JAMES JOHNSON
Chief Compliance Officer, Chief Operating Officer, Co-founder
- CRD
- --
- Ownership
- 25% but less than 50%
DONALD OGDEN DEMPSTER
Chief Compliance Officer, President
- CRD
- #2500548
- Ownership
- 10% but less than 25%
Matrix eagle
Insight quantum ridge
- CRD
- #10987
- Ownership
- 4.1%
Showing 2 of 3 owners & executives
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THOMAS SCOTT BRENNER
Financial Advisor
- CRD
- #4458594
MARK ANTHONY HALBY
Certified Financial Planner
- CRD
- #5536243
Peak beacon
Ember quantum
- CRD
- #89904
Showing 2 of 6 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $458,699,651 | $393,734 |
| Non-Discretionary | $65,301,180 | $1,518,632 |
| Total | $524,000,831 | $433,776 |
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Separately Managed Accounts
Total SMA Asset: $524,000,831
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $677,133,420 | 22.8% |
| Corporate - Non-Investment Grade | $807,808,290 | 27.2% |
| Corporate - Investment Grade | $778,109,456 | 26.2% |
| Cash | $490,030,764 | 16.5% |
| Public Funds | $216,801,489 | 7.3% |
| Total | $2,969,883,419 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| BEACON INSIGHT | PRIME EMBER | 15IX2QRPQ | FUIY | 8.31% | $48,973,693 |
| SUMMIT MERIDIAN VALUE | GLACIER EMBER | SB4LW4A1G | MLB | 3.59% | $41,209,991 |
| OPTIMA FOCUS ATLAS | FUSION BEACON | X3MTI251N | ZPZBA | 8.31% | $38,379,783 |
| RIDGE ALPHA UNISON | CAPITAL FOUNDATION | FOCDCNKFJ | WWTU | 1.30% | $15,795,606 |
| PIONEER ALPHA PRIME | RADIAL HORIZON | QL7LQ6AV7 | LRZ | 3.95% | $82,476,530 |
| ALPHA FOUNDATION MERIDIAN | ALPHA SIGNAL | 7ZB2Q1YVZ | JLQN | 8.62% | $67,695,638 |
| PATHWAY PEAK MERIDIAN | ATLAS NORTH | CS723K2CT | AXJNI | 4.36% | $112,172,657 |
| BRIDGE VERTEX HARBOR | ZENITH CATALYST | 7D4WKPYAY | GNJ | 0.66% | $87,250,635 |