CRD: 165145
Dougherty & Associates Financial Advisors, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 12-23-2013
- Office Locations
- 1
Office Locations
About Dougherty & Associates Financial Advisors, Inc.
Dougherty & Associates Financial Advisors, Inc. is a Buffalo-based RIA. The firm has been operating for 12 years. Managing $382.9M in total assets under management, with 9 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Business Succession, Financial Planning, Insurance.
Team overview
Insights
Asset Classes
Investment Themes
Investment Vehicles
Services
Owner & Executives
DANIEL JOHN DOUGHERTY
Chief Executive Officer, DIRECTOR, Financial Advisor, Owner, President, Secretary
- CRD
- #6359033
- Ownership
- 50% but less than 75%
Dillon Lee Dougherty
Chief Compliance Officer, Chief Financial Officer, DIRECTOR, Financial Advisor, Owner, TREASURER
- CRD
- #6676496
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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Andrew David Bowman
--
- CRD
- #7940154
LISA ANN GEYEN
--
- CRD
- #5079216
Element peak
Focus catalyst vital
- CRD
- #47960
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $380,557,558 | $165,460 |
| Non-Discretionary | $2,302,386 | $575,597 |
| Total | $382,859,944 | $166,172 |
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Separately Managed Accounts
Total SMA Asset: $382,859,944
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $692,093,399 | 52.2% |
| Cash | $228,046,101 | 17.2% |
| Equity - Exchange | $405,709,924 | 30.6% |
| Total | $1,325,849,424 | 100.0% |