CRD: 142284
Dougherty Investment Advisors
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Alpha eagle
- Established Date
- 01-21-1998
- Office Locations
- 2
Office Locations
About Dougherty Investment Advisors
Dougherty Investment Advisors is an independent, fiduciary wealth management firm based in Spring Hill, Florida. The team delivers comprehensive planning, portfolio management, and integrated tax consulting, investing with an emphasis on consistent growth and reduced volatility over time. Serving clients for 30+ years, the firm offers securities through Charles Schwab & Co., Inc. (FINRA/SIPC).
Team overview
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Asset Classes
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Custodian
Fund Managers
Investment Themes
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Owner & Executives
JOHN ARCHER DOUGHERTY
Investment Advisor Representative, Managing Member
- CRD
- #5241803
- Ownership
- 75% or more
Seann Archer Dougherty
Chief Compliance Officer, Investment Advisor Representative
- CRD
- #7410525
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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Nicholette Jean Hamel
--
- CRD
- #7473790
Patrick Anthony Manconi
--
- CRD
- #8040417
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $141,071,329 | $340,752 |
| Non-Discretionary | $0 | -- |
| Total | $141,071,329 | $340,752 |
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Separately Managed Accounts
Total SMA Asset: $141,071,329
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $233,743,952 | 18.9% |
| Public Funds | $195,404,997 | 15.8% |
| Corporate - Investment Grade | $408,124,360 | 33.0% |
| Corporate - Non-Investment Grade | $126,147,529 | 10.2% |
| Cash | $273,319,647 | 22.1% |
| Total | $1,236,740,485 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| GLACIER ZENITH VITAL | RIDGE ZENITH | YR5NDH1V8 | XTA | 10.39% | $86,783,474 |
| VERTEX SIGNAL | GLACIER EAGLE | ZI3JHK5CV | EDHF | 7.01% | $47,176,598 |
| FUSION TIMBER SIGNAL | FOUNDATION CAPITAL | 0LIUY268J | GTGJK | 1.11% | $96,252,549 |
| HORIZON PATHWAY | MOMENTUM GLACIER | 18S4S915W | SBBRX | 7.64% | $28,927,175 |
| OAK ATLAS | ZENITH PEAK | 1I2IDGNTK | LAVC | 9.53% | $60,739,604 |
| VITAL PATHWAY | ALPHA SUMMIT | Q5M9IURWR | WSKHH | 0.68% | $94,647,864 |
| OAK WAVE GLACIER | EMBER FUSION | 73UDB32ZF | WEI | 7.40% | $67,375,935 |
| VITAL FUSION SUMMIT | MOMENTUM INSIGHT | 5FI5DSSXG | XSJ | 3.16% | $18,346,660 |