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Dover Investment Advisory Corporation

Dover Investment Advisory Corporation. CRD 123499

Dover Investment Advisory Corporation logo

CRD: 123499

Dover Investment Advisory Corporation

$135.4M Total AUM
$135.4M Disc. AUM
7.4% 3Y CAGR
1 Employees
45 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail
Platforms
--
Established Date
01-03-2003
Office Locations
1

Office Locations

5 Barlow Lane Westwood MA

About Dover Investment Advisory Corporation

Dover Investment Advisory Corporation is a Massachusetts-based boutique RIA led by Stuart Kevin Nagode. It provides discretionary portfolio management, portfolio construction, and financial planning for retail clients. The investment approach emphasizes active asset allocation using ETFs and mutual funds, with exposure across fixed income, real estate, and infrastructure themes. Custody relationships include Schwab and Fidelity.

Team overview

-- AVG AGE
$135.4M AVG AUM / ADVISOR
$3.0M AVG AUM / CLIENT
23.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Crest Summit summit Quantum crest

Investment Themes

Pathway Unison

Investment Vehicles

Prime quantum Alpha vertex

Services

Zenith pathway Oak north Legacy

Owner & Executives

S

STUART KEVIN NAGODE

Chief Compliance Officer, Investment Advisor, President

CRD
#4346606
Ownership
75% or more
(253) 567-9453
signal.optima@optimacapital.com
in linkedin.com/in/vector-signal

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-16-2021
11-15-2022
11-13-2023
11-26-2024
11-12-2025
Category Assets AVG. Account size
Discretionary $135,408,889 $3,009,086
Non-Discretionary $0 --
Total $135,408,889 $3,009,086

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Separately Managed Accounts

Total SMA Asset: $135,408,889

$135.4M Total SMA
Equity - Exchange:
33.3%
Public Funds:
23.4%
Cash:
23.5%
Equity - OTC:
19.8%
Asset class Assets Assets %
Equity - Exchange $1,873,103,477 33.3%
Public Funds $1,316,234,875 23.4%
Cash $1,321,859,811 23.5%
Equity - OTC $1,113,737,202 19.8%
Total $5,624,935,365 100.0%

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