CRD: 290184
Duke AND Duke Wealth Management LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Optima optima
- Established Date
- 12-01-2017
- Office Locations
- 1
Office Locations
About Duke AND Duke Wealth Management LLC
Duke Wealth Management provides holistic wealth management and financial planning for individuals, families, and business owners, alongside corporate retirement plan consulting for employers. The firm offers investment guidance and portfolio management that is largely implemented with ETFs, and emphasizes a collaborative, team-based advisory approach. Public filings list Charles Schwab & Co. as a custodian.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
MERRICK CHARLES SMITH
Owner
- CRD
- --
- Ownership
- 25% but less than 50%
PHILLIP ALBERT LORENZON
Chief Compliance Officer, Managing Member, Vice President
- CRD
- #6320766
- Ownership
- 10% but less than 25%
Vector matrix
Beacon vertex focus
- CRD
- #17737
- Ownership
- 46.2%
Showing 2 of 3 owners & executives
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JESSE SVEN DANIELSON
CFP®
- CRD
- #6353232
Showing 1 of 4 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $75,631,310 | -- |
| Total | $75,631,310 | -- |
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Separately Managed Accounts
Total SMA Asset: $75,631,310
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $655,414,890 | 15.7% |
| Cash | $521,827,142 | 12.5% |
| Public Funds | $1,665,672,236 | 39.9% |
| Municipal Bonds | $1,331,702,866 | 31.9% |
| Total | $4,174,617,134 | 100.0% |