D
CRD: 152512
Dukes Financial Group, LLC
Charlotte, NC
7049574101
$15.1M Total AUM
$0 Disc. AUM
-- 3Y CAGR
2 Employees
20 ADV. Clients
16 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Trade-PMR
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-27-2010
- Office Locations
- 1
Office Locations
-- Charlotte NC
About Dukes Financial Group, LLC
Dukes Financial Group, LLC is a Charlotte-based RIA. The firm has been operating for 16 years. Managing $15.1M in total assets under management, with 1 advisory representatives. They custody assets with Trade-PMR. Services offered include Financial Planning, Insurance, Investment Planning.
Team overview
60 AVG AGE
$15.1M AVG AUM / ADVISOR
$755.4K AVG AUM / CLIENT
16.5 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
16yrs Firm Age
Insights
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Client Personas
Capital beacon
Investment Themes
Peak vector Summit
Investment Vehicles
Eagle
Services
Glacier foundation Horizon oak Optima Ridge prime Timber atlas
Owner & Executives
T
TIMOTHY LYNN DUKES
Chief Compliance Officer, Financial Professional, Managing Member
- CRD
- #4622750
- Ownership
- 75% or more
(433) 369-3284
vital.glacier@matrixcapital.com
in linkedin.com/in/delta-prime
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $15,107,813 | -- |
| Total | $15,107,813 | -- |
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Separately Managed Accounts
Total SMA Asset: $15,107,813
Equity - OTC:
45.9% Cash:
54.1% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - OTC | $256,254,964 | 45.9% |
| Cash | $302,034,719 | 54.1% |
| Total | $558,289,683 | 100.0% |