CRD: 109318
Dumont & Blake Investment Advisors LLC
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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Pathway
- Established Date
- 09-03-1999
- Office Locations
- 1
Office Locations
About Dumont & Blake Investment Advisors LLC
Dumont & Blake Investment Advisors is a Princeton, NJ fee-based RIA serving individuals and families, plus select corporations and nonprofits. As fiduciaries, the team provides investment management and multi-generational wealth guidance, using financial modeling and analytics to help manage downside risk while participating in market growth. Portfolios are often implemented with ETFs and custodied at firms such as Schwab and Fidelity.
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Owner & Executives
MORLEY GOLDBERG
Chief Compliance Officer, Investment Advisor, President
- CRD
- #223993
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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ADAM GOLDBERG
Wealth Advisor
- CRD
- #2297803
MARC ANDREW LUCIANI
Financial Advisor, General Partner
- CRD
- #5054754
Value eagle
Peak insight
- CRD
- #50774
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $544,189,599 | $679,388 |
| Non-Discretionary | $18,076,510 | $317,132 |
| Total | $562,266,109 | $655,322 |
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Separately Managed Accounts
Total SMA Asset: $562,266,109
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $797,640,013 | 17.0% |
| U.S. Government/Agency | $563,040,009 | 12.0% |
| Cash | $1,238,688,021 | 26.4% |
| Corporate - Investment Grade | $1,158,924,020 | 24.7% |
| Municipal Bonds | $933,708,016 | 19.9% |
| Total | $4,692,000,079 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VECTOR FOUNDATION NORTH | WAVE RIDGE | ICDBY7RRR | HBZTG | 1.09% | $20,646,131 |
| ELEMENT RIDGE | MERIDIAN TIMBER | YPYAVPGJ4 | HYG | 10.19% | $42,388,345 |
| WAVE VECTOR QUANTUM | UNISON WAVE | H6WKUCDHA | VWSZ | 1.21% | $32,126,824 |
| UNISON RADIAL | HARBOR VALUE | CJHF9ETQR | XUS | 1.83% | $24,936,332 |
| PEAK HARBOR | ATLAS FOCUS | Y25MSGNBX | JHV | 11.33% | $71,249,062 |
| SIGNAL ALPHA OPTIMA | ZENITH EMBER | Z1MHUQBDI | MXI | 11.65% | $109,593,364 |
| RADIAL QUANTUM NORTH | BRIDGE FOCUS | O4Y56O6GS | VUD | 7.97% | $79,247,077 |
| FUSION WAVE | EAGLE PIONEER | 6XMJ6V3KB | KSLIU | 2.83% | $74,669,158 |