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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail
- Platforms
- Delta capitalCapital
- Established Date
- 06-03-2005
- Office Locations
- 1
Office Locations
About Dupree Financial Group, LLC
Dupree Financial Group provides retirement-focused portfolio management, helping investors consolidate old 401(k)s and set up easy-to-manage accounts with ongoing monitoring and a transparency-first approach. Their investment lens emphasizes cash flow and recurring-revenue businesses to support monthly income in retirement. Founder Tom Dupree shares research and guidance via a weekly radio show and podcast; the firm custody includes Schwab and Fidelity/NFS.
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Owner & Executives
THOMAS PARMELEE DUPREE JR
Manager, Owner
- CRD
- #860749
- Ownership
- 75% or more
David Hudson Kemp
Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE
- CRD
- #8060952
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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MICHAEL MALOOF DAWAHARE
Analyst
- CRD
- #4823237
JAMES Parmelee DUPREE
--
- CRD
- #8020926
Signal matrix
Pioneer eagle
- CRD
- #14986
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $404,368,661 | $244,332 |
| Non-Discretionary | $0 | -- |
| Total | $404,368,661 | $244,332 |
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Separately Managed Accounts
Total SMA Asset: $404,368,661
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,107,255,202 | 33.0% |
| U.S. Government/Agency | $1,596,405,456 | 25.0% |
| Cash | $2,681,961,167 | 42.0% |
| Total | $6,385,621,825 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| NORTH MOMENTUM | FOUNDATION BEACON | 443HU8RMJ | QYLV | 9.23% | $17,055,318 |
| PIONEER ALPHA SUMMIT | GLACIER PRIME | 3EZ4FCIDI | QEFDY | 6.20% | $116,783,123 |
| HORIZON BRIDGE | EAGLE FRONTIER | WBZ7W2E7U | UKQ | 1.99% | $41,942,907 |
| VECTOR PEAK | OPTIMA ALPHA | QNIW4JCQD | VZRW | 3.40% | $38,947,714 |
| HARBOR PIONEER FOUNDATION | OAK QUANTUM | KXQC7PGWV | YLPR | 7.98% | $78,707,534 |
| QUANTUM OPTIMA | GLACIER MATRIX | T4JDTOJOU | MABXM | 9.22% | $83,246,490 |
| VERTEX PRIME LEGACY | OPTIMA VERTEX | 6ZZESYHYW | HED | 10.61% | $108,288,840 |
| CATALYST ATLAS | NORTH LEGACY | DW9TSWYDU | UITN | 11.62% | $14,517,648 |