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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 11-20-2008
- Office Locations
- 2
Office Locations
About East Rock Financial Services, LLC
East Rock Financial Services is a California-registered RIA in the Bay Area providing comprehensive financial planning for individuals and couples, with guidance that can include estate planning, charitable giving, insurance, and college savings. Portfolios are implemented primarily with ETFs and other public funds, complemented by U.S. government and municipal bonds. The firm has been quoted by outlets including The New York Times and The Wall Street Journal.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Owner & Executives
STEPHANIE JEANNE LEE
Chief Compliance Officer, Investment Advisor, Managing Member
- CRD
- #5580394
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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REBECCA CONTIN
--
- CRD
- #4317249
Showing 1 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $135,781,449 | $714,639 |
| Non-Discretionary | $0 | -- |
| Total | $135,781,449 | $714,639 |
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Separately Managed Accounts
Total SMA Asset: $135,781,449
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $404,582,087 | 10.9% |
| Public Funds | $244,976,309 | 6.6% |
| U.S. Government/Agency | $1,306,540,316 | 35.2% |
| Municipal Bonds | $846,281,796 | 22.8% |
| Cash | $909,381,754 | 24.5% |
| Total | $3,711,762,262 | 100.0% |